“Immanuel Wallerstein”

New Blackwell Companion to Major Social Theorists.

Oxford: Wiley-Blackwell

Edited by George Ritzer and Jeffrey Stepinsky

v. 8-20-10  7948 words

Christopher Chase-Dunn and Hiroko Inoue

 

 

           

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Nairobi World Social Forum, July 2007

 

Immanuel Wallerstein is among the most influential living social theorists despite the fact that he explicitly denies the possibility of general theory in social science. Wallerstein’s conceptual approach to world history, what he has called the “world-systems perspective,” has had a wide and deep impact in both the social sciences and the humanities wherever scholars and organic intellectuals have tried to penetrate what Giovanni Arrighi called “the fog of globalization.”  With Terence Hopkins, Wallerstein founded the Fernand Braudel Center for the Study of Economies, Historical Systems and Civilizations at Binghamton University. He is now a senior research scholar at Yale. Wallerstein is also past president of the International Sociological Association and has published more than 30 books and over 200 articles and book chapters.

            Born in New York on September 28, 1930, Wallerstein grew up in the intellectual, political, and cultural center of the world during the “Age of Extremes”[1] and the commencement of “America’s Half Century.”[2]  He received nearly all his education in New York.  He earned his undergraduate B.A. (1951), graduate M.A. (1954) and Ph.D (1959) degrees from Columbia University.   He then taught at Columbia until 1971.   From 1971 to 1976 Wallerstein professed sociology at McGill University and then he moved to Binghamton to found the Fernand Braudel Center. He retired from Binghamton in 1995 but remained as Director of the Fernand Braudel Center until 2005.  Wallerstein was also chair of the international Gulbenkian Commission on the Restructuring of the Social Sciences between 1993 and 1995. 
            Wallerstein (2000a) describes his intellectual biography as “one long quest for adequate explanation of reality” and “the quest was both intellectual and political.”   For Wallerstein, intellectual and political projects are two sides of the same coin, and they should not be pursued independently.  Wallerstein began this quest at a very early age. He was brought up in a very politically conscious and intellectual family.  The contentious issues of world affairs in the 1930s the 1940s (the depression, World War II, the labor movement, the rise of fascism, the Hitler-Stalin pact) were frequent topics of conversation at home (Wallerstein 2000).   The cosmopolitanism of his familial and urban environment contributed to his developing interest in the world beyond the United States during his high school years. 

            Walter Goldfrank (2000) has written the most insightful contextualized summary and critique of Wallerstein’s work up until the end of the 20th century. Goldfrank observed that the three most important locales of Wallerstein’s formative years were New York, Paris and West Africa.  While working on his dissertation at Columbia Wallerstein studied in Paris. His mentor there was Georges Balandier, a French sociologist, anthropologist and ethnologist who studied African colonialism. During this period Wallerstein also became acquainted with the work of  the Annales School. Paris was a lively center of political and intellectual radicalism among émigré Africans, Asians, and Latin Americans.[3]

            For his dissertation Wallerstein conducted research on the voluntary associations that led the West African independence movements, which was later published as The road to Independence: Ghana and the Ivory Coast (1964).  The work was based on interviews and surveys  conducted in the Gold Coast (later Ghana) and the Ivory Coast. Wallerstein’s studies of the rise and demise of colonial regimes in Africa led him to conclude that one could not understand African history and social change  without comprehending the historical and contemporary interactions among Africa, Europe and the Americas.

            Wallerstein spent nearly a quarter century of his life at Columbia University (1947-1971). He studied at Columbia occurred during an especially fertile period in which American academia, especially social science and the humanities,  was beginning to open up to non-WASPs (White Anglo-Saxon Protestants). Later, he became a faculty member at Columbia. Both Bergesen (2000) and Goldfrank (2000) argue plausibly that the Columbia days were the context that most strongly shaped Wallerstein’s intellectual trajectory.  Columbia was the home campus of such luminaries as Karl Polanyi, Lionel Trilling and Richard Hofstadter as well as C. Wright Mills. [4]

            As an undergraduate at Columbia Wallerstein took classes from “the radical nomad,” C. Wright Mills (Hayden 2006) who was busy writing The Power Elite. In 1968 Wallerstein  authored an entry about Mills for the International Encyclopedia of the Social Sciences that describes Mills’s intellectual trajectory in terms that could easily summarize much of Wallerstein’s own (Wallerstein 1968).  Mills was disaffected with the predominant theoretical and methodological approaches in sociology  (abstracted empiricism and grand theory)  and was moving toward the writing of engaged and topical essays and books that addressed the most salient issues of the day.   

            Wallerstein described Mills’s work as an attempt to open up paths of inquiry and analysis that would enable intellectuals to combat what Mills called the “main drift” of modern society to “rationality without reason” – the use of rational means in the service of substantively irrational ends. Wallerstein says Mills wanted to go beyond Marx and Weber to “a new comparative world sociology that would seek to understand our time in terms of its historical specificity and by so doing renew the possibility of achieving human freedom” (Wallerstein 1968:362).

            New York was also the home of the Monthly Review, still arguably the most important “independent socialist” journal and book publisher in the United States.  The Monthly Review  branch of “Western Marxism” was moving away from core-centric “workerism” to identify the revolutionary locus of the global working class as being primarily located in the “Third World” (now the Global South). Monthly Review  published Paul A. Baran’s The Political Economy of Growth in 1956, an important early study of how dependence on foreign investment and trade stunted economic development in the Global South. C. Wright Mills wrote about colonialism and neo-colonialism in Puerto Rico, and defended the Cuban Revolution when it came in 1959, as did Baran. [5]

            Dependency theory, the idea that there is an international hierarchy that underdevelops the Global South, emerged primarily among Latin American scholars such as Raul Prebisch, Teotonio Dos Santos and Fernando Henrique Cardozo. It was taken up and popularized in the Global North by Andre Gunder Frank (1967; 1969).  Wallerstein, Giovanni Arrighi and Samir Amin applied the idea of an evolving hierarchical global division of labor to Africa (Wallerstein 1976).

            Wallerstein was a faculty member at Columbia during what he would later call “the world revolution of 1968.” [6]  This  was the 1960’s, an era of nearly global student revolt, the Civil Rights movement in the United States,  the war in Vietnam, and a counter-cultural rebellion that made alliances with radical workers in France and Italy. At Columbia Wallerstein helped to lead a faction of the faculty who were allied with the New Left students. This experience further radicalized him and spurred him to further develop his analysis of the history and evolution of the Global Left.

            In addition to the milieu at Columbia and in New York, Wallerstein’s ideas were obviously shaped through collaborations with certain colleagues.  Though some think of Wallerstein as the primary creator of the world-systems perspective, it is obvious that quite similar approaches were emerging in the works of several of his colleagues and collaborators, especially Samir Amin, Andre Gunder Frank, Terence Hopkins and Giovanni Arrighi. Together these seminal thinkers discovered, or rediscovered, and reinterpreted the modern system of national states and the capitalist world economy that emerged with the rise of Europe. Their vocabularies were slightly different, but this was clearly a single interactive intellectual project. Wallerstein added depth to the analysis of core/periphery relations when he realized that formal colonialism was not the only way in which an unequal international division of labor had been structured. This had already been theorized by the dependency theorists using the idea of neo-colonialism, but Wallerstein discovered a similar case in the way that an unequal division of labor between Poland and Western Europe had underdeveloped Poland in the long sixteenth century (Wallerstein 1972).  Wallerstein’s co-founding of the Fernand Braudel Center and the publication of the first volume of The Modern World-System  in 1974 established his name as synonymous with the world-systems perspective.

The world-systems perspective is a strategy for explaining institutional change that focuses on whole interpolity systems rather than single polities. The tendency in sociological theory to think of single national societies as systems led to many errors, because the idea of a system usually implies closure and endogenous processes. National societies (both their states and their nations) emerged over the last few centuries to become the strongest socially constructed identities and structures in the modern world, but they have never been whole systems. They have always existed in a larger context of important interaction networks (trade, warfare, long-distance communication) that has greatly shaped events and social change. Well before the emergence of globalization in the popular consciousness the world-systems perspective focused on the world economy and the system of interacting polities, rather than on single national societies. Wallerstein defines three kinds of whole systems: minisystems based on reciprocity and two kinds of world-systems: world-empires based on redistribution in which a single state has managed to encompass a whole multicultural division of labor, and world-economies in which a system of competing and allying polities (states) are also linked by trade and a division of labor.[7]

The world-systems perspective is not a single theory, but rather a collection of theories, historical narratives and bodies of research that explain different aspects of world historical social change.  The main insight is that important interaction networks (trade, information flows, alliances, and fighting) have woven polities and cultures together since the emergence of hominids and complex culture.  Explanations of patterned institutional change should use whole interpolity systems (world-systems) as the units that evolve. Globalization, in the sense of the expansion and intensification of larger and larger economic, political, military and information networks, has been increasing for millennia, albeit unevenly and in waves.

The intellectual history of Wallerstein’s version of the world-systems perspective has  its roots in classical sociology (especially Max Weber), Marxian political economy, German historicism, the French Annales School, and geopolitical studies (Goldfrank 2000). The idea of the whole system means that all the human interaction networks small and large, from the household to global trade, constitute the world-system. It is not just a matter of “international relations” or global-scale institutions such as the World Bank, etc. Rather, at the present time, the world-system includes all the people of the Earth and all their cultural, economic and political institutions and the interactions and connections among them. The whole of humanity is now linked into a single complex network of interactions.  The world-systems perspective looks at human institutions over centuries and millennia and employs the spatial scales that are required for comprehending these whole interaction systems. Interaction networks became larger with the development of technologies of transportation and communications, and so small regional world-systems have expanded and merged to become the Earth-wide system of the present.

The modern world-system can be understood structurally as a nested stratification system composed of dominant core societies (themselves in competition with one another) and dependent peripheral and semiperipheral regions, a few of which have been either upwardly or downwardly mobile in the larger core/periphery hierarchy, while most have simply maintained their relative positions.  It is also a global class structure with increasingly transnational organizations and ties among farmers and workers as well as among elite groups.

            This Wallersteinian perspective on world history allows the analysis of the cyclical features of institutional change and the long-term patterns of development in historical and comparative perspective. The evolution of the modern world-system has been primarily driven by capitalist accumulation and geopolitics in which businesses and states compete with one another for power and wealth.  Competition among states and capitals is conditioned by the dynamics of struggle among classes and by the resistance of peripheral and semiperipheral peoples to domination and exploitation from the core.  In the contemporary system the semiperiphery is composed of large and powerful countries in the Global South (e.g. Mexico, India, Brazil, China) as well as smaller countries that have intermediate levels of economic development (e.g. the East Asian NICs, Israel, South Africa). It is not possible to understand the history of institutional change without taking into account both the strategies and technologies of the winners and the strategies and forms of struggle of those who have resisted domination and exploitation.

As we have seen, Wallerstein grew up in the pungent broth of the New York Left. The Monthly Review scholars were renovating a Global South version of Marxism and Wallerstein took up the political sociology of African nationalism and pan-Africanism. Dependency theory emerged from the efforts of Latin American social scientists and activists to confront U.S. hegemony and sociological modernization theory (Talcott Parsons and his followers) with the realities of five hundred years of European colonialism and U.S. neocolonialism. Wallerstein saw the relevance of this approach to the history of Africa, and when he read Fernand Braudel’s The Mediterranean and Marian Malowist’s studies of 16th century Poland he realized that core/periphery relations have been fundamental to the rise of capitalism in Europe for centuries. This was not just a phase of “primitive accumulation” that set the motor of capitalism going. It was an evolving system in which new institutional structures of exploitation emerged as earlier structures (like formal colonialism) came to an end. Thus did Wallerstein discover the core/periphery hierarchy as a crucial dimension for understanding the last five hundred years of world history and for comprehending the future.

            Wallerstein’s metatheoretical stance is signified by his use of the term “historical system,” which is meant to radically collapse the separation in the disciplinary structure of the modern academy between social science and history – the contrast between nomothetic ahistoricism and idiographic historicism. His narrative of the history of the modern world-system tells the story of a hierarchical interpolity system in which class relations, state formation, nation-building, race relations, geopolitics, capitalist competition and core/periphery domination and resistance have constituted the main outlines of social change for centuries.  

Wallerstein formulated his version of the modern core/periphery hierarchy as an asymmetrical division of labor between producers of highly profitable core commodities and producers of much less profitable peripheral goods. He also asserted the systemic importance of an intermediate zone, the semiperiphery. This tripartite spatial division of labor, reproduced over the centuries despite some upward and downward mobility, is the most important of the conceptual schemas that Wallerstein’s historical-structural analysis of world history has produced.

Wallerstein’s big point is that it is impossible to truly understand and explain the development of modern capitalism without attention to the core/periphery hierarchy. The ability of core capitalists and their states to exploit peripheral resources and labor has been a major factor in the competition among core contenders, and the resistance to exploitation and domination mounted by non-core peoples has also played a powerful role in world history because the “great powers” were forced to compete with each other in their abilities to both exploit the non-core and to deal with the powerful challenges that emerged both within core societies and from the non-core of the world-system.

Wallerstein argues that the modern world-system emerged in the long sixteenth century (1560-1640) when Europeans first circumnavigated the globe and began colonizing and exploiting other continents. His focus on agriculture helps his argument that capitalism first became the predominant mode of production in the sixteenth century as a result of a crisis of European feudalism (Wallerstein 1974).  He contends that the Dutch hegemony peaked during the economic and demographic crisis of the seventeenth century. Great Britain and France contended for hegemony in the 18th century as the system continued to expand. The nineteenth century was the period of the British hegemony and the incorporation of East Asia into the modern world-system (Wallerstein 1984). The world-system went through a number of cyclical processes and secular upward trends while continuing to expand. The twentieth century was the period of the U.S. hegemony, which is now in decline. The contradictions of capitalism are becoming unresolvable and a world historical transformation is now occurring in which the world-system will become something other than a capitalist system (see below).

            There have been five major critiques of Wallerstein’s approach to world-systems analysis:

1.                  Those who contend that Wallerstein ignores the particularities of different kinds of capitalism within the core and that he reifies the world-system and discounts the importance of processes that are internal to national societies.

2.                  “Point-of production” Marxists who contend that his approach misconstrues class relations and relies too heavily on exchange relations rather than relations of production.

3.                  Political sociologists who say that say that his approach is too “economistic” and that he ignores the crucial role of different kinds of political configurations in different states.

4.                  “Global capitalism” sociologists who contend that Wallerstein is “state-centric” and ignores qualitatively unique features that distinguish a recent stage of global capitalism from earlier stages of capitalism.

5.                  Those who contend that Wallerstein largely ignores the very long-run evolution of world-systems before the emergence of the modern system and that his use of mode of production (capitalism) for spatially bounding the modern system is a grave  mistake.

Reification of the world-system

            Many critics over the years have alleged that Wallerstein ignores the particularities of different kinds of capitalism within the core and that he reifies the world-system and discounts the importance of processes that are internal to national societies. A fairly recent statement of this criticism is found in Stephen K. Sanderson’s 2005 critique of the world-systems perspective. Sanderson’s critique differs from most of the others in that he is more knowledgeable about the world-systems literature and the work of Wallerstein than are most of the other critics. Sanderson claims that Wallerstein’s work gives primacy or exclusivity to exogenous over endogenous factors in explaining social change. He says that world-systems analysts privilege the causal importance of intersocietal and system-wide processes and structures. In the contemporary world in which each national society, despite all the hubbub about globalization, is still routinely described by both social scientists and most other commentators as if it were a self-contained entity that is unique and largely unconnected to, and incomparable with, other national societies, this claim of a bias toward world historical explanations seems ironic. That said, Wallerstein and other  world-systems analysts nowhere claim that intersocietal or global level processes cause everything that happens. Rather it is argued that world-level processes and patterns are important in their own right and that pretending that each national society is a whole independent system – as if it were on the moon --  is an ideological mystification that supports, and is based on nationalism -- still a very prevalent institutionalized form of collective identity.

Sanderson says that world-systems analysts privilege exogenous processes. The very distinction between endogenous and exogenous processes is what is being challenged by the world-systems perspective.  Sanderson means that societies (meaning modern national societies such as the United States) are systems with endogenous processes, and that forces that impinge from beyond the borders are exogenous.  The world-systems perspective sees the whole interpolity system and world economy as the focal system of study and this includes that which is within national societies and their states as well as transnational relations and global institutions and structures. This does not mean that the causes of change only come from global-level patterns or structures. Philip McMichael (1990) introduced the explanatory strategy of “incorporating comparison” precisely to deal with the problem of agency in world-systemic social change. Local action not only can have an impact on local outcomes despite larger structural constraints, but sometimes local action or the concatenated or coordinated actions of local agents can change the whole system.             Perhaps this is what Sanderson was advocating when he stressed that the locus of causality should be an empirical question that depends on what we are trying to explain.  This being said, it is important to study system-level processes and patterns in their own right, and despite all the global-babble there is very little in social science that actually does this. 

            Wallerstein has never said that national societies are internally homogenous. There have been peripheries within the core, and cores within the periphery all along. It is and always was a nested system. And Wallerstein has contended that semiperipheries are either intermediate forms or are a mix of core and peripheral characteristics.

Class Analysis

Some Marxists have alleged that Wallerstein pays too little attention to class relations as the key to capitalist development. The most influential statement of this critique was thatby Robert Brenner (1977). Wallerstein’s claim that peripheral class relations – serfdom and slavery – have played a fundamental role in shaping the modern world-system was alleged to water down Marx’s insistence on wage labor as the sine qua non of modern capitalism. These “point of production” Marxists focused almost exclusively on the institutional structures and the processes by which surplus value is extracted in the process of production, as had Maurice Dobb in an earlier critique of Paul Sweezy.  Wallerstein was lumped with other “neo-Smithian Marxists” (such as Paul Sweezy and Andre Gunder Frank) because his emphasis on the importance of core/periphery relations was seen to privilege the realm of exchange relations (trade) over production relations (the appropriation of surplus value by capitalist exploitation of wage-labor).  Wallerstein’s broadening of the definition of capitalism to include other forms of commodified labor (capitalist slavery and serfdom) made it possible to include the non-core (and the core before the industrial revolution) as within the scope of the capitalist world-economy. These oft-repeated critiques have allowed many Marxists to continue to indulge in an analysis of societal class relations as if national societies were separate and autonomous entities, at least until the allegedly recent emergence of globalization.

Bringing the State Back In

            The third main critique came from those who contended that Wallerstein privileged economic factors over and above politics, states and culture. Some political sociologists argued that Wallerstein’s focus on the core/periphery division of labor glossed over important differences between the institutional structures of particular state apparatuses, varieties of capitalism within the core and struggles over policy changes that have occurred in the realm of politics (Skocpol 1977). 

            Wallerstein’s approach can be understood to imply that geopolitics between states, politics within states and capitalist accumulation compose a single interconnected logic. Many political sociologists support the idea that politics and economics are two distinct and largely unconnected logics. This is, of course, a fundamental claim that justifies disciplinary boundaries within the social sciences. It is also congruent with and reinforces the definition of democracy as polyarchy in which political rights are asserted to be separable from economic rights and economic rights are excluded from the realm of democracy.

            Wallerstein has long and loudly proclaimed that the structure of disciplines in the modern university is a historical accident that occurred in the formation of universities during a certain period of world history, and that these distinctions are mythical smoke-screens that stand in the way of true comprehension of a world history in which economics and politics are strongly linked, like wrestlers in a clinch.  In response to similar critiques that he ignored culture, Wallerstein took up the analysis of “geoculture,” by which he means the predominant political philosophies that contend with one another within the modern system. 

            Curiously, both the point-of-production Marxists and the “bring the state back in” political sociologists seem to have missed the specifics of Wallerstein’s narrative accounts as presented in the three volumes of The Modern World-System. He repeatedly explains how differences in regional or national class structures led to significant world historical outcomes such as Portugal’s leading role in fifteenth century European expansion or the rise of the Dutch and British hegemonies.  Wallerstein’s insistence on the study of the whole world-system and his resonant avowal of the relevance of historical and comparative knowledge threaten those scholars whose specialized expertise is spatially or temporally narrow.

Global Capitalism

The “global capitalism” school claims that the world-systems perspective is “state-centric”  because it conceptualizes the global hierarchy as composed of core, peripheral and semiperipheral states, and because it  ignores certain important and unique features that have emerged in the last few decades during which a global stage of capitalism has emerged (Sklair 2006; Robinson 2010). Sklair emphasizes the emergence of transnational production by global corporations, world cities that perform important functions for global finance capital, transnational practices carried out by globally-oriented and cosmopolitan CEOs. Robinson portrays an emergent global class structure that is allegedly replacing the core/periphery hierarchy in a single world society with a transnational (or global) state that is largely under the control of the transnational capitalist class (2004, 2006). 

            Wallerstein and other world-systems scholars have long acknowledged the existence and importance of a global class structure and transnational relations. Transnational production has been understood in terms of the idea of “commodity chains” that have existed since the 16th century (Hopkins and Wallerstein 1986).  Some of the theorists of global capitalism contended that the nation-state has been made irrelevant by the growing power of transnational corporations. Their early work implied that national economies were largely self-sufficient before the rise of globalization that occurred in the last decades of the 20th century. More recently they have described how the functions of the nation-state have been reconfigured by global capitalism (Sassen 2006). Robinson tells how the global division of labor has shifted from a structure of arms-length state-to-state international trade to a system in which transnational production is integrated inside the structure of global corporations and their supply networks and the key players are retailers such as Walmart.

             William I.  Robinson (2004, 2006) contends that a  world society and a global class system are emerging  in which the transnational segments of each class in most countries have become predominant. This is a useful idea and it is partly true. But the current reality is that the Westphalian international system of national states, and the realities of global governance by a hegemon are still with us at the same time that the world has been slowly moving toward global state formation and a more transnationalized global class structure since the 19th century.

            The U.S. government still controls a massive global military apparatus that is a de facto world state.  But Robinson contends that the U.S federal government has become an instrument of the transnational capitalist class.  He contends that workers in both the core and the periphery have been subjected to similar forces of job blackmail, attacks on the welfare state, withdrawal of legal protections for labor unions and the casualization of labor.  This is true, but there are still big differences between being a worker or a citizen in the U.S.  or other cores states and a worker or citizen in the Global South. These differences may or may not be smaller than they were before the neoliberal “globalization project” rose to hegemony with Reaganism-Thatcherism in the 1980s.

            The notions of a more integrated transnational capitalist class and a transnational working class are important ideas. But even though there has been a trend in the direction of global class formation, many capitalists and workers continue to act as if they are members of a national society first, and global actors second. That is likely to be the case for some time to come. It is certainly preliminary to declare, as Robinson and others have done, that there is now no such thing as the core/periphery hierarchy. Global inequalities have not decreased. There is recent mobility in the system -- the rise of India and China -- but that is nothing new.

 Wallerstein also contends that globalization is as much a cycle as a trend and that the wave of global integration that has swept the world in the last few decades is best understood by studying its similarities and differences with the waves of international trade and foreign investment expansion that have occurred in earlier centuries, especially  the last half of the nineteenth century. Wallerstein has insisted that U.S. hegemony is continuing  to decline. He interpreted the U.S. unilateralism of the Bush administration as a repetition of the mistakes of earlier declining hegemons that attempted to substitute military superiority for economic comparative advantage (Wallerstein 2003). Most of those who denied the notion of U.S. hegemonic decline during what Giovanni Arrighi (1994) called the “belle epoch” of financialization have now come around to Wallerstein’s position in the wake of the current global financial crisis. Wallerstein contends that once the world-system cycles and trends, and the game of musical chairs that is capitalist uneven development, are taken into account, the “new stage of global capitalism” does not seem that different from earlier periods.

Robinson also critiques Wallerstein’s redefinition of capitalism as a system-wide mode of production. But Robinson seems unaware of the most important reason why Wallerstein and Samir Amin challenged Marx’s definition of capitalism as commodity product, wage labor and private ownership of the major means of production. Both Wallerstein and Amin broadened the definition of commodified labor to include slave labor used for the production of commodities and coerced cash crop labor (share-cropping, indentured servitude, etc.) because they see the non-core as an essential part of capitalism. Another way to put this is that primitive accumulation and imperialism are necessities of the capitalist mode of production, not just a side-show in the Global South.        

David Harvey’s (2003) The New Imperialism argues that “accumulation by dispossession” is a central and continuing feature of the logic of capitalism, not just a transition phase of “primitive accumulation.” The non-core is not just something that happens out on the edge. The mobilization of peripheral capitalism was essential for successful accumulation in the core as different groups of capitalists and their states contended with one another for wealth and power. And the non-core played an important role in challenging the power of the core from the beginning. The non-core (periphery and semiperiphery) is important and necessary for the whole system of capitalism.
Marx, like Thomas Friedman, assumed that the world was flat – that (core) capitalism would spread evenly everywhere. But it did not and it has not. There are still huge global inequalities. The amount of global inequality has not gone down since it increased in the 19th century.

Broadening the definition of commodified labor also allows us to pay attention to the kinds of coercion that may affect wage labor. Protective and enforced labor laws have made a huge difference in most core states. The expansion of wage labor in the non-core has followed the abolition of most slavery and serfdom, but much of the wage labor in the non-core, and some parts of the core, is unprotected by enforced labor law. While labor protection has gotten worse in the core during the recent period of the neoliberal globalization project, it is still better than in most of the non-core. So there is still a meaningful distinction between forms of labor control that corresponds with the core/periphery hierarchy.

 Leslie Sklair has said that there is no global in world-systems thinking. Obviously the word “world,” means global. But it also allows for whole non-planet-wide regional interaction systems of the sort that existed before Europe incorporated all the Earth into its web. The relevant world is the network of important human interactions (trade, alliances, conflict). So “world” is better than “global”. Robinson follows Sklair in cramming Wallerstein into the box of “state-centrism.” But Wallerstein is rather less state-centric than most of the other traditional Marxists. Robinson says that “world-system theory views the system of nation-states as an immutable structural feature of the larger world or interstate system…” Certainly Wallerstein, who designates world empires as another type of world-system does not see the system of nation-states as immutable.

Premodern World-Systems

            Other scholars who are within the world-systems camp have disagreed with Wallerstein on certain important points. We have already mentioned Wallerstein’s typology of “minisystems,” “world empires” and “world-economies” which encourages comparisons between the modern system and earlier systems. Andre Gunder Frank and Barry Gills (1994) claimed that the contemporary system emerged 5000 years ago when states and cities came into being in Mesopotamia. They also contended that this system had a capital-imperialist mode of production that was indistinguishable from the contemporary mode of production, and so capitalism did not emerge in Europe at all. Rather, according to Frank and Gills, the world-system had been capitalist all along.            Chase-Dunn and Hall (1996) proposed a comparative and evolutionary world-systems perspective that contends, contra Wallerstein, that preagrarian world-systems were not usually culturally homogenous minisystems, but were often multicultural and multipolity world-systems (see also Chase-Dunn and Mann 1998). So-called “world-empires” were not usually a whole division of labor enclosed within a single polity. Rather there were large core-wide empires that were trading and fighting with other polities. The Roman Empire traded and fought with the Parthian Empire and traded prestige goods with the Han Empire in China. It was never a whole world-system.

            Chase-Dunn and Hall agree with Wallerstein that capitalism emerged first as a predominant mode of accumulation in Europe, and that it was this that made the European rise to hegemony possible.  But they disagree that a mode of accumulation (capitalism) is a useful way to spatially bound world-systems.[8]  Rather they use regular two-way human interaction networks to bound world-systems. With this criterion small systems grew larger and merged as transportation and communications technologies developed.  Wallerstein had also discounted the importance of trade in “preciosities” (prestige goods) in order to contend that the long-distance trade across Eurasia that had existed since before the Roman and Han Empires was not systemic. Chase-Dunn and Hall followed Jane Schneider (1991) Janet Abu-Lughod (1989) and many others in arguing that prestige goods are very important in some world-systems.

So Wallerstein’s portrayal of the modern world-system maintains that Europe was a separate system because it was capitalist, and that its interactions with other regions were inconsequential before the rise of European hegemony.  Europe was linked with the old West Asian/North African core region of states and large cities at least since the early Bronze Age. The story of the modern world-system is about the rising power of a formerly peripheral and semiperipheral world region within an older West Asian/Mediterranean core region that was itself becoming increasingly linked with other distant core regions in South and East Asia.  These are not small matters. The story of world-historical social change cannot be told accurately or well explained without getting the spatial systemic boundaries right.

Evolution Within the Modern System

Giovanni Arrighi’s (1994) more evolutionary account of “systemic cycles of accumulation” has solved some of the problems of Wallerstein’s notion that world capitalism started in the long 16th century and then went through cycles and trends. Arrighi’s account is explicitly evolutionary, but rather that positing “stages of capitalism” and looking for each country to go through them (as most of the older Marxists did), he posits somewhat overlapping global cycles of accumulation in which finance capital and state power take on new forms and increasingly penetrate the whole system. This was a big improvement over both Wallerstein’s world cycles and trends and the traditional Marxist national stages of capitalism approach.

For Wallerstein capitalism started in the 16th century, grew larger in a series of cycles and upward trends, and is now nearing “asymptotes” (ceilings) as some of its trends create problems that it cannot solve. Thus, for Wallerstein the world-system became capitalist and then it expanded until it became completely global, and now it is coming to face a big crisis because certain long-term trends cannot be accommodated within the logic of capitalism (Wallerstein 2003). The three long-term upward trends (ceiling effects) that capitalism cannot manage are:

1.                              the long-term rise of real wages;

2.                              the long-term costs of material inputs; and

3.                              taxes.

All three upward trends cause the average rate of profit to fall. Capitalists devise strategies for combating these trends (automation, capital flight, job blackmail, attacks on the welfare state and unions), but they cannot really stop them in the long-run. Deindustrialization in one place leads to industrialization and the emergence of a labor movements somewhere else (Silver 2003). The falling rate of profit means that capitalism as a logic of accumulation will face an irreconcilable structural crisis during the next 50 years, and some other system will emerge.  Wallerstein calls the next five decades “The Age of Transition.”

Part of the difficulty in understanding his point of view is time horizon. Wallerstein’s “Age of Transition” is at least 50 years. Most people do not have that kind of time horizon. He also sees recent losses by labor unions and the poor as temporary. He assumes that workers will eventually figure out how to protect themselves against market forces and capitalists. This may underestimate somewhat the difficulties of mobilizing effective labor organization in the era of globalized capitalism, but he is probably right in the long run. Global unions and political parties could give workers an effective instrument for protecting their wages and working conditions from exploitation by global corporations.

Wallerstein is intentionally vague about the new system that will replace capitalism (as was Marx). He sees the declining hegemony of the United States and the crisis of neoliberal global capitalism as strong signs that capitalism can no longer adjust to its systemic contradictions. He contends that world history has now entered a period of chaotic and unpredictable historical transformation. Out of this period of chaos a new and qualitatively different system will emerge. It might be an authoritarian global state that preserves the privileges of global elite or an egalitarian system in which non-profit institutions serve communities (Wallerstein 1998).

            Giovanni Arrighi’s (1994, 2006) “systemic cycles of accumulation” are more different from one another than are Wallerstein’s cycles of expansion and contraction and upward secular trends. And Arrighi (2006) has made more out of the differences between the current period of U.S. hegemonic decline and the decades at the end of the 19th century and the early 20th century when British hegemony was declining. The emphasis is less on the beginning and the end of the capitalist world-system and more on the evolution of new institutional forms of accumulation and the increasing incorporation of modes of control into the logic of capitalism. Arrighi (2006), taking a cue from Andre Gunder Frank (1998), saw the rise of China as portending a new systemic cycle of accumulation in which “market society” eventually comes to replace rapacious finance capital as the leading institutional form in the next phase of world history.

            Wallerstein’s version is more apocalyptic and more millenarian. The old world is ending. The new world is beginning. In the coming bifurcation what people do may be prefigurative and causal of the world to come.   Wallerstein agrees with the analysis proposed by the students of the New Left in 1968 and large numbers of activists in the current global justice movement that the tactic of taking state power has been shown to be futile because of the disappointing outcomes of the World Revolution of 1917 and the decolonization movements. 

Wallerstein has become a leader in the global justice “movement of movements” that has emerged around the World Social Forum. This despite the fact that many, or even most, of the other activists in this latest incarnation of the Global Left profess “horizontalism” and participatory democracy at the grass roots level. Famous intellectuals from New York are supposed to let leadership and ideas “bubble up from below.” [9]

Wallerstein has been a foundational figure for the world-systems perspective – perhaps the most important, but the contributions of Frank, Amin, Arrighi and Hopkins has also been  great. As the body of work has moved in new directions, world-systems analysis has matured, expanded and diversified such that it can no longer be accurately described solely with reference to Wallerstein’s vision or to the seminal works of the other founders. Wallerstein’s stellar performances as a brilliant historical sociologist and as a courageous public intellectual demonstrate that social theory is not only for academics. 

 

 

Select Writings of Immanuel Wallerstein

Wallerstein, I. Forthcoming The Modern World-System, Volume IV.  Berkeley: University of California Press. 

________________ 2006. European universalism: the rhetoric of power. New York: The New Press.

________________ 2005. Africa: the politics of independence and unity. Lincoln, NE: University of Nebraska Press.

_____________ 2004. The uncertainties of knowledge. Philadelphia, PA: Temple University Press.

_______________ 2004. World-systems analysis: an introduction. Durham, NC: Duke University Press.

________________2003. The decline of American power: The U.S. in a Chaotic World. New York: The New Press.

________________ 2001. Unthinking social science: the limits of nineteenth-century paradigms (Second Edition). Philadelphia, PA: Temple University Press.

________________ 2001. The end of the world as we know it: social science for the twenty-first century. Minneapolis, MN: University of Minnesota Press.

Wallerstein, Immanuel. 2000a “Essay—The Development of an Intellectual Position.” retrieved from http://www.yale.edu/sociology/faculty/pages/wallerstein/  (slightly adapted version of the introductory essay to The Essential Wallerstein Nw York: New      Press,2000)

________________ 2000b. The essential Wallerstein. New York: The New Press.

________________ 1998. Utopistics. or, historical choices of the twenty-first century. New York: The New Press.

________________ 1995 After liberalism. New York: The New Press.

_________________  1995.  "Hold the Tiller Firm:  On Method and the Unit of Analysis."  Pp. 225-233 in Civilizations and World-Systems:  Two Approaches to the Study of World-  Historical Change, edited by Stephen K. Sanderson.  Walnut Creek, CA:  Altamira Press.

_________________ & Balibar, E. 1992 Race, nation, class: ambiguous identities. London: Verso.

            ______________ 1991 Geopolitics and Geoculture: Essays on the Changing World-System. New York: Cambridge University Press.

___________________ 1989 The Modern world system III: the second era of great expansion of the capitalist world-economy, 1730-1840s. New York: Academic Press.

Hopkins, Terence K. and Immanuel Wallerstein 1986 “Commodity Chains in the World-Economy Prior to 1800” Review 10,1:157-170 (Summer).

 

___________________ 1984 The politics of the world-economy: the states, the movements and the civilizations. Cambridge: Cambridge University Press.

___________________ 1984. ‘The three instances of hegemony in the history of the capitalist world-economy.” Pp. 100-108 in Gerhard Lenski (ed.) Current Issues and      Research in Macrosociology, International Studies in Sociology and Social Anthropology, Vol. 37. Leiden: E.J. Brill.

_________________1983 Historical Capitalism. London: Verso.

_________________ 1980 The modern world-system II: mercantilism and the consolidation of the    European world-economy, 1600-1750. New York: Academic Press.

_______________ 1974 “The rise and future demise of the world capitalist system: concepts for comparative analysis.” Comparative Studies in Society and History 16:387-415.

________________ 1974 The modern world-system I: capitalist agriculture and the origins of the European world-economy in the sixteenth century. New York: Academic Press.

_________________1979 The capitalist world-economy. Cambridge: Cambridge University      

_________________1976 “Three stages of African involvement in the world-economy” in Peter C.W. Gutkind and Immanuel Wallerstein (eds.) Volume 1. Beverly Hills, CA;     Sage Press.

            __________________ 1974. “The rise and future demise of the world capitalist system: Concepts for comparative analysis.” Comparative Studies in Society and History 16:387-          415.

            __________________ 1972 “Three paths to national development in 16th century Europe. Studies in Comparative International Development. 7,2: 95-101.

Wallerstein, Immanuel 1968 “C. Wright Mills” International Encyclopedia of the Social Sciences: pp. 362-364.

Websites

Immanuel Wallerstein  http://www.iwallerstein.com/

Wallerstein’s Commentaries on Current Events http://fbc.binghamton.edu/cmpg.htm

Yale Sociology—Immanuel Wallerstein

http://www.yale.edu/sociology/faculty/pages/wallerstein/

Reader’s guide

  The best collection of Wallerstein’s own work, including seminal articles that show the main structure of his overall argument, are contained in The Essential Wallerstein (2000b).

Readers seeking a short introduction to Wallerstein should consult Wallerstein’s (2008) World-systems analysis: an introduction. Another useful, but somewhat dated, overview is by  Thomas R. Shannon (1996) An Introduction to the World-System Perspective.

General overviews of the world-systems perspective:

Hall (ed.)  2000. specially commissioned overviewchapters on archaeology, geography, political science and gender. The first two chapters are excellent broad summaries with extensive bibliographies.

Chase-Dunn and Babones (eds.) 2006 includes critical chapters by Leslie Sklair and Peter Gowan.

 

Wallerstein’s occasional commentaries on current events are at  http://fbc.binghamton.edu/cmpg.htm

 

Works Cited

Abu-Lughod, Janet Lippman 1989. Before European Hegemony:The World System A.D. 1250-1350

New York: Oxford University Press.

Amin, Samir  1974 Accumulation on a World Scale. New York: Monthly Review Press. 2 Volumes.

__________ 1975 Unequal Development. New York: Monthly Review Press

__________1980 Class and Nation, Historically and in the Current Crisis.  New York:  Monthly Review Press.

___________ 1997 Capitalism in the Age of Globalization. London: Zed Press

Arrighi, Giovanni 1994 The Long Twentieth Century. London: Verso

______________ 2006 Adam Smith in Beijing. London: Verso

Arrighi, Giovanni, Terence K. Hopkins, and Immanuel Wallerstein.  1989.  Antisystemic MovementsLondon: Verso

Arrighi, Giovanni and Walter L. Goldfrank (eds.) 2000 “Festschrift for Immanuel Wallerstein” Journal of World-Systems Research, Volume 6, Numbers 2 and 3.

Bergesen, Albert. 2000. “The Columbia Social Essayists” In Giovanni Arrighi and Walter L. Goldfrank (eds.) 2000 Festschrift for Immanuel Wallerstein. Journal of World-Systems        Research. 2: 198-213. 

Brenner, Robert L. 1977 “The origins of capitalist development: a critique of neo-Smithian Marxism” New Left Review 104:25-92.

Chase-Dunn, Christopher, and Thomas D. Hall. 1997. Rise and Demise: Comparing World-Systems. Boulder, CO: Westview Press.

            ____________________and Kelly M. Mann 1998 The Wintu and Their Neighbors: A Very Small World-System in Northern California. Tucson: University of Arizona Press.

Chase-Dunn, Christopher and Salvatore J. Babones. 2006. Global Social Change: Hiutroical and Comparative Perspectives. Baltimore: Johns Hopkins University Press.

Collins, Randall 1992 "The geopolitical and economic world-systems of kinship-based and agrarian-collective societies." Review 15,3:373-89 (Summer).

Frank, Andre Gunder 1967 Capitalism and Underdevelopment in Latin America. New York: Monthly  Review Press.

_______________1969 Latin America: Underdevelopment or Revolution? New York: Monthy Review Press.

_______________ 1998 Reorient:: Global Economy in the Asian Age. Berkeley: University of   California Press

Frank, Andre Gunder and Barry Gills 1994 The World System: 500 or 5000 Years? London:

Routledge.

Goldfrank, Walter L. 2000 “Paradigm regained?: the rules of Wallerstein’s world-system

method.” In Giovanni Arrighi and Walter L. Goldfrank (eds.) 2000 Festschrift for

            Immanuel Wallerstein. Journal of World-Systems Research, Vols. 6, #2: 150-195.

Hall, Thomas D. ed. 2000. A World-Systems Reader: New Perspectives on Gender, Urbanism, Cultures, Indigenous Peoples, and Ecology. Lanham, MD: Rowman &       Littlefield Press

Harvey, David 2003 The New Imperialism. New York: Oxford University Press. 

Hayden, Tom 2006 Radical Nomad: C. Wright Mills and His Times. Boulder, CO: Paradigm

Hobsbawm, Eric J. 1994 The Age of Extremes: A History of the World, 1914-1991. New York: Pantheon.

McCormick, Thomas J. 1989 America's half-century : United States foreign policy in the Cold War Baltimore : Johns Hopkins University Press

McMichael, Philip 1990 “Incorporating comparison within a world-historical perspective: an

            alternative comparative method” American Sociological Review 55:385-397.

Polanyi, Karl, Conrad Arensberg and Harry W. Pearson (eds.) Trade and Market in the Early   Empires. New York: The Free Press.

Robinson, William I. 2004 A Theory of Global Capitalism. Baltimore: Johns Hopkins University Press.

____________ 2006 Latin America and Globalization. Baltimore: Johns Hopkins University Press.

_____________2010 “Globalization and the Sociology of Immanuel Wallerstein: A

Critical Appraisal” International Sociology

Sanderson, Stephen K. 2005 “World-Systems Analysis after Thirty Years: Should it Rest in Peace?” International Journal of Comparative Sociology (June) 46: 179-213

Sassen, Saskia 2006 Territory*Authority*Rights: From Medieval to Global Assemblages. Princeton, NJ: Princeton University Press.

Schneider, Jane 1977 “Was There a Precapitalist World-System?” Peasant Studies VI,1:20-29 reprinted 1991 Pp. 45-66 in C. Chase-Dunn and T.D. Hall         (eds.) Core/Periphery Relations in Precapitalist Worlds. Boulder, CO.: Westview.

Sklair, Leslie 2006 “Competing conceptions of globalization” Pp. 59-78 in C. Chase-Dunn and S. Babones (eds.) Global Social Change. Baltimore: Johns Hopkins University Press.

Skocpol, Theda. 1977. “Wallerstein’s world capitalist system: A theoretical and historical critique.” American Journal of Sociology 82:1075-1090.

Shannon, Thomas R. 1996 An Introduction to the World-System Perspective. Boulder, CO: Westview.

Silver, Beverly J. 2003  Forces of Labor: Workers Movements and Globalization Since 1870. Cambridge: Cambridge University Press.

 



[1] “Age of Extremes” is the title of Eric Hobsbawm’s (1994) insightful world history of the first half of the 20th century.

[2]America’s Half Century” is the title of Tom McCormick’s (1989) fine study of diplomatic history during the  golden age of U.S. hegemony.

[3] Wallerstein has published  numerous articles and reviews in French journals and he taught a semester each year  in Paris for many years.

 

[4] Bergesen (2000:211) contends that Wallerstein’s penchant for the critical essay as a form of expression was reinforced in this context. 

 

[5] Both Mills and Baran had fatal heart attacks (Mills in 1962, Baran in 1964) associated with  the pressures of taking unpopular political positions that challenged the triumphalism of American hegemony during the boom years of the 1950s.

[6] The concept of ‘world revolutions” refers to clusters of local rebellions and revolts that occur within the same decades and pose great challenges to the global powers-that-be. Arrighi, Hopkins, and Wallerstein (1989)  analyse how clusters of “anti-systemic movements” evolved in the world revolutions of 1789, 1848,  1917 and 1968. 

[7] Goldfrank (2000) noted that the distinction between different modes of accumulation (reciprocity, redistribution and market forms of exchange) came from Karl Polanyi (Polanyi, Arensberg and Pearson 1957).

[8] Chase-Dunn and Hall agree with Wallerstein and Amin that peripheral capitalism has been and still is a fundamental and necessary sector of the modern world-system.

[9] Wallerstein and his intrepid spouse Beatrice could be observed trekking between rather spread-out World Social Forum gatherings near the soccer stadium in the heat and humidity of Nairobi in January of 2007.