They Say Cutback, We Say Fight Back!

Welfare Rights Activism in an Era of Retrenchment

 

Ellen Reese

Ch 1, 2, and the 
appendix (data & methods) of my new book.

 

Forthcoming

American Sociological Association’s Rose Series in Sociology

New York: Russell Sage Foundation

 

Table of Contents

 

Chapter 1: Welfare Reform and Its Challengers, P. 2

 

Chapter 2: Policy Implementation as Policy Making: The Case of U.S. Welfare Reform, P. 28

Chapter 3: Challenging Welfare Racism: Cross-racial Coalitions to Restore Legal

Immigrants’ Benefits, P. 62    

Chapter 4: Battling the Welfare Profiteers: Campaigns Against the Welfare Privatization, P. 96    

Chapter 5: Confronting the Workfare State: Community and Labor Campaigns for Workfare Workers’ Rights, P. 133                                                                                                                           

Chapter 6: But Who Will Watch the Children? State and Local Campaigns to Improve Child Care Policies, P. 174                                                                                                                                

Chapter 7: Challenges and prospects for the welfare rights movement, P. 229                                 

                                                                                                                          

Appendix: Data and Methods, P. 260                                                                                                      

 

Tables, P. 263                                                                                                                                          

 

Endnotes, P. 269                                                                                                                                     

 

References, P. 326                                                                                                                                 

 

Chapter 1:

Welfare Reform and Its Challengers

 

Many books on the politics of welfare reform in the United States, provide a top-down perspective, focusing on the role of political, cultural, or economic elites in pushing for welfare reforms and shaping the design of the federal welfare reform acts, especially the 1996 Personal Responsibility and Work Opportunity Reconciliation Act (PRWORA).[i] Race-centered and feminist scholarship on welfare reform similarly highlights the influence of hegemonic ideologies; it emphasizes how racist stereotypes of the poor, expectations that poor mothers work, the stigma of single motherhood and heterosexism shaped the content of, support for, and implementation of federal welfare reform policies.[ii] Missing from most accounts of contemporary welfare policy-making in the U.S. is the role of low-income people and their allies in reshaping state and local welfare reform policies that were enacted and imposed by those aiming to “end welfare as we know it.” 

Seeking to fill some of this gap, this book examines how welfare recipients and their allies shaped the implementation of welfare reform.  Elites certainly dominated the development and implementation of welfare reform policies. They shaped and constrained national welfare reform legislation, which imposed major changes in the way the welfare system functioned, and justified new regulations by invoking all sorts of negative stereotypes of the poor. Nevertheless, elite influence over welfare policies did not go uncontested, and state actors’ views towards welfare were multi-vocal, varying across state governments and institutions. As Paul Pierson suggests, welfare state retrenchment was politically risky because it threatened to alienate organized interest groups that have developed around particular welfare programs.[iii]  Along with such interest groups, newly formed membership organizations of welfare recipients and ad hoc welfare rights coalitions and task forces mobilized to defend the rights of those with little or no income. While these groups were largely unable to block the new national welfare reform policies, they were sometimes successful in reshaping them, altering or moderating the ways in which they were implemented, and challenging the terms of policy debates.

Welfare rights campaigns that emerged in this period of welfare retrenchment provide two important lessons about the challenges of improving our social safety net, and how those challenges can sometimes be overcome through mobilization and coalition building. First, these campaigns reveal how, even after legislation has been passed, activists can still reshape policies. As I argue in this book, in the case of welfare reform, policy implementation at one level was policy-making at another level. The implementation of federal welfare reform measures required states and local governments to redesign their welfare programs, creating opportunities for activists to halt or improve welfare reform policies and practices. Second, these campaigns reveal the importance of building coalitions to make change. When welfare rights struggles broadened their reach beyond the very poor and their traditional advocates and gained new allies, this helped to make policy gains. While the victories in this period of welfare retrenchment were limited, the alliances formed in this period could help to sow the seeds for further gains.

This chapter provides the historical and social context for the rest of my study. I first examine the way in which the 1996 federal welfare reform act and its reauthorization changed U.S. welfare policies, and how those policies and recent shifts in U.S. labor market conditions shaped poor people’s living and working conditions. Advocates of welfare reform have portrayed these policies as beneficial for both poor people and society at large, and most Americans have little detailed knowledge of these policies or their impacts. Reviewing the research on the impacts of welfare reform helps us to better understand the concerns of poor people and their allies, and why the welfare rights movement became reinvigorated in the late 1990s, and why this movement continues to be relevant today. 

I then discuss my comparative case study methodology. States and local governments had considerable discretion in how they implemented federal welfare reform policies, and welfare policies varied considerably across space, partly as a result of the uneven influence of welfare rights activists. To capture this diversity, I examined similar welfare rights campaigns in two states—California and Wisconsin—and their two largest cities, Los Angeles and Milwaukee.  Here, I review some of the major ways in which California’s and Wisconsin’s welfare reform policies differed and how political, social, and economic conditions varied in these two states, providing distinct challenges and opportunities for activists to shape the implementation of welfare reform. I then provide an overview for the rest of my book, summarizing the conclusions from each chapter.

 

U.S. Welfare Reform and Its Failures

Fifteen years after their enactment, politicians both within the United States around the world continue to hail the virtues of the U.S. welfare reform policies. They claim that time limits, strict work requirements, and other welfare reform policies adopted in 1996 were effective in reducing welfare dependency among poor families. They pointed to the sharp reduction of welfare caseloads that followed the implementation of welfare reform, from a monthly average of 4.8 million families in 1995 to 1.7 million in 2008, as signs of its success.[iv]  By other measures, welfare reform was not so successful. The vast majority of former welfare families, even those with employed parents, remained in poverty.[v] And, as the economic situation worsened after 2007 and unemployment rose, the number of families receiving welfare in the nation rose about 11 percent between December 2007 and June 2010.[vi]

Compared to welfare systems in other wealthy democracies, the U.S. welfare system is far less effective at reducing poverty. Using international measures, the U.S. child poverty rate is the highest among industrialized countries, about fifty percent higher than that of the country with the next highest rate. Other affluent democracies are far more effective at eliminating child poverty than the U.S.. They better regulate the labor market and they provide families, even middle class families, with far more generous welfare rights and benefits, including universal child allowances, national health insurance, subsidized child care, and paid family-leave.[vii] Cross-national research indicates that American low wages and lack of public assistance, not the country’s higher incidence of single motherhood, explain why the poverty rate for women is so much higher in the U.S. compared to other affluent nations.[viii]

Using U.S. measures, 43.6 million people, representing more than 14 percent of the population, and more than one out of five children under 18 years of age lived below the official poverty line in 2009, and these figures have undoubtedly risen with the deepening of the economic crisis.[ix] Poverty is particularly concentrated among racial minorities and among female-headed households. More than one out of every three African-American and Latino children in the United States lived in poverty in 2009.[x] Among all female-headed households with children, the poverty rate was 38.5 percent, and for African-Americans and Latinos, this rate was even higher (44.3 and 46.0 percent respectively).[xi] The poverty rates among children and female-headed households declined in the late 1990s amid the country’s employment boom, but then increased between 2000 and 2009 as economic conditions worsened.[xii]

Though shockingly high, official measures of the U.S. poverty rate under-estimate the true extent of poverty. These measures presume, based on consumption patterns in the 1950s, that at least one-third of household income should be spent on food.[xiii] The National Center for Children in Poverty, in an attempt to address concerns that the official poverty line was outdated, estimated the actual costs of various basic needs, such as rent, utilities, food, child care, medical care, and transportation. Its “basic budget” estimates suggest that the federal poverty guideline should be set more than three times higher than its current level in high-cost urban areas, and about twice as high in low-cost rural areas. By those measures, millions more U.S. families would be counted among the officially poor.[xiv]

Rather than expanding working class people’s access to welfare, efforts to reform the U.S. welfare system in the late 1990s largely restricted poor people’s access to welfare by imposing all sorts of new rules and regulations. The 1996 federal welfare reform act, or the Personal Responsibility and Work Opportunity Reconciliation Act (PRWORA), represented a major overhaul of the U.S. welfare system and a massive setback in poor people’s access to income and services. PRWORA was the culmination of a backlash against welfare that rose to new heights in the 1980s. Critics charged that U.S. welfare programs were overly permissive and generous, despite the fact that they provided far less support to low-income families compared to welfare states in other affluent democracies.[xv] In response to such criticisms, PRWORA ended federal welfare entitlements for low-income families that had been operational since 1935. It replaced AFDC with a more restrictive and decentralized program called Temporary Aid to Needy Families (TANF). A central thrust of welfare reform was to put poor mothers to work and prepare them to make the transition from “welfare-to-work.”  Towards this end, the 1996 federal welfare reform act introduced two year consecutive time limits and five year life time limits on welfare receipt, required states to expand adult TANF recipients’ participation in welfare-to-work programs, and authorized states to adopt work requirements for able-bodied recipients of Food Stamps with no dependent children.[xvi] 

While the public supported welfare reform in general terms, few knew the details of the new policies. As Kent Weaver points out, Republican control of Congress produced harder time limits and stricter work requirements than most people supported.[xvii]  Many states adopted even stricter time limits than those required by federal law for welfare mothers, and developed systems of full- and partial-benefit sanctions to enforce work requirements.[xviii] And, despite strong public support for job training programs, most states implemented “work-first” models of welfare-to-work programs. These models prioritize actual work and initial employment over long term career development through education and training.[xix]  PRWORA also denied most legal immigrants access to federal public assistance for their first five years in the country, authorized states to contract out welfare administration to private agencies, and authorized state adoption of “family cap” or “child exclusion” policies that denied additional benefits to women who had an additional child while receiving welfare.

At the same time, General Relief programs, which provide assistance to indigent adults not eligible for federal public assistance, were also under attack. Of the 38 states that still had General Relief programs in operation in 1989, 27 enacted new eligibility restrictions by 1998, while twelve states eliminated their requirements that counties provide General Relief.[xx] 

In 2006, ten years after PRWORA’s enactment, Congressional politicians not only lauded its success, they adopted even more stringent work requirements for welfare mothers in the legislation reauthorizing PRWORA. Promoters of welfare reform claim that tough rules and regulations are necessary for disciplining the poor and encouraging self-sufficiency, and they highlight stories about recipients who successfully made the transition from welfare to work.[xxi]  They also claim that welfare reform was responsible for the dramatic decline in TANF welfare cases between 1995 and 2007, and the rising labor force participation among single mothers, from 58 percent in 1995 to 71 percent in 2007.[xxii] Yet, these trends were partly the product of the employment boom of the 1990s, not just the change in welfare policies.[xxiii]  Indeed, as labor market conditions worsened after 1999, TANF caseloads rose in many states, while recipients’ and former recipients’ employment rates fell.[xxiv] As labor market conditions continued to decline, TANF caseloads rose in thirty-seven states between December 2007 and September 2009.[xxv]

Nor did all women who left welfare do so through work. National studies of mothers who left welfare between 1995 and 1999, at the height of the employment boom, found that between 40 and 50 percent were not employed.[xxvi] Welfare reform did little to address the structural barriers that keep people in poverty, such as racial discrimination, the shortage of stable, living wage jobs, and the lack of affordable child care.  As a result, it is not surprising that most former welfare-to-work participants who found employment were still in poverty and most did not work full-time or year-round.[xxvii]  Indeed, many employed mothers suffered hardships and were worse off financially than before leaving welfare because of the loss of subsidized childcare, health care, and the increase of work-related expenses, such as transportation. Problems with insecure employment and insufficient paychecks contributed to frequent cycling between welfare and work and the need for welfare to supplement low earnings.[xxviii] Researchers estimate that, at most, only between 10 and 20 percent of former recipients of TANF will permanently leave poverty.[xxix]

Advocates of the “work first” philosophy argue that “any job is better than no job” and will lead to upward mobility.[xxx]  Unfortunately, these policies have dramatically reduced welfare recipients’ access to secondary education and vocational training. And, they did so despite research showing that educational attainment improves employment and earnings outcomes significantly for most Americans as well as most welfare recipients,[xxxi] and research showing that forty percent of TANF recipients have not completed high school, while only 5 percent of them have attended any college.[xxxii] In fact, work-first models complement the needs of flexible, low-wage labor markets by ensuring “a continuously job-ready, pre-processed, ‘forced’ labor supply for the lower end of the labor market.”[xxxiii]

Across the nation, employers benefited from publicly subsidized drug and skills tests of job applicants, job training, and job fairs that were organized as part of welfare-to-work programs. Employers also benefited from welfare-to-work (or “workfare”) participants’ free labor as well as tax breaks for hiring welfare recipients in unsubsidized jobs.  Welfare-to-work programs were especially popular among low-wage employers. According to Welfare to Work Partnership, "businesses like Burger King franchises… swear by it.”[xxxiv]  In Missouri, the main beneficiaries of these programs were meat-processing plants, temporary agencies, and nursing homes.[xxxv]  In Wisconsin, hundreds of welfare recipients were placed in temporary jobs, mainly in light industrial factories or warehouse positions.[xxxvi]  In areas of high unemployment, local governments lowered municipal labor costs by employing welfare recipients for various public jobs, including picking up trash, scrubbing toilets, routine paperwork, and guarding parking garages.[xxxvii]   This trend was most dramatic in New York City, where almost 7,000 welfare recipients were assigned to work for the Parks Department in 1998.[xxxviii]

Most welfare-to-work programs were not as work-oriented as expected however.  Because states received credit for reducing caseloads and because many recipients could be exempted from work requirements, only 31 to 34 percent of adult recipients of TANF in the nation were actually working between 2001 and 2006.[xxxix]  Nevertheless, even when employers did not hire welfare recipients directly, work requirements, and the arguments used to justify them, help to degrade welfare receipt and reaffirm the work ethic in the wider society, which helped to protect employers’ supply of low wage labor.[xl] Restrictive welfare policies also increased competition at the bottom of the labor market, putting downward pressure on wages.[xli] For all of these reasons, business lobbyists and corporate-sponsored think tanks, actively promoted work-based welfare reforms.[xlii]

Welfare policies, like criminal justice policies which also target the poor, have become increasingly punitive.[xliii] New eligibility criteria, such as time limits on receiving welfare, tougher welfare-to-work requirements, and restrictions on legal immigrants’ use of federal public assistance, have disqualified millions of poor people from public assistance.[xliv] Other barriers to welfare access were long-standing, including the stigma associated with welfare and the low income ceiling used for determining eligibility. In order to qualify for TANF, a family must be extremely poor. As of 2006, twelve U.S. states used the federal poverty guideline to determine the maximum monthly earnings a family can have and be eligible for Temporary Aid to Needy Families (TANF, the main public assistance program serving low-income families). More importantly, only one state (New Hampshire) used a standard of need above this poverty guideline, while the 34 other U.S. states set their income ceilings below the federal poverty guideline.[xlv] Nationwide, the median annual household income of all families receiving TANF in 2005 was $9,606.[xlvi] There are millions of “working poor” families in the U.S. that have household incomes well below the federal poverty line and struggle to pay for basic necessities, but who earn too much to qualify for cash assistance through TANF and other public assistance.

Yet, even those who still qualified for welfare were using it less frequently after federal welfare reforms were implemented. By 2005, only 40 percent of people eligible for TANF were receiving it, down from 84 percent in 1995 under AFDC. Likewise, while 62 percent of poor children received AFDC in 1995, only 21 percent of them received TANF in 2009.[xlvii] According to the Director of the U.S. Education, Workforce, and Income Security Department, 87 percent of the caseload decline between 1995 and 2007 was due to the decline in participation of eligible families as welfare rules became more restrictive, the real value of welfare benefits declined, and diversion programs were implemented.[xlviii] The loss of welfare contributed to a rise in extreme poverty among single parent families within the few first years of federal welfare reforms, even though overall poverty rates were then declining.[xlix]

Low participation in TANF helped to slow the growth in the TANF caseloads after economic conditions worsened after 2007, despite a growing need for economic assistance among female-headed households. While the TANF caseload rose 11 percent between December 2007 and June 2011, Food Stamp cases increased 55 percent in this same period. Similarly, between 1994 and 2003, TANF participation rates declined while participation in other means-tested public assistance programs, Medicaid, Supplemental Security Income, and the Earned Income Tax Credit rose. [l] And, even as participation rates in other welfare programs were increasing, many eligible families were still not using them. One study found that, as of 2002, only 7% of “working poor” families received benefits from all four of the core programs serving them: the Earned Income Tax Credit, Food Stamps, Medicaid (subsidized health insurance), and the State Children’s Health Insurance Program.[li] Federal housing assistance and subsidized child care are also not fully funded, creating enormous waiting lists for these programs. Poor outreach, the complicated bureaucratic maze of different categorical welfare programs, onerous application procedures, and the stigma associated with receiving welfare, all discourage low-income people from getting the help they need.

Qualitative research provides a clearer picture of some of the devastating impacts of welfare reform than is conveyed in survey statistics. One such study was conducted in Cleveland, Ohio over a three-year period through in-depth interviews. This study found that the implementation of welfare reform led some women into dependency on current or former abusers (often the fathers of their children) for help with child care, transportation, car maintenance, and help in purchasing basic necessities such as diapers or food. These women had serious health problems and no one else to help them. In several cases, recipients who reached the end of their time limits, desperate for money, became dependent on sex work.[lii]

Perhaps most alarming are indications that the loss of welfare has contributed to the rise of homelessness. State surveys suggest that between 5% and 8% of former welfare recipients were forced to rely on a homeless shelter.[liii] These surveys probably underestimate the extent of these problems as they frequently rely on phone surveys that exclude former recipients with the greatest housing problems. Nationally, families with children made up as much as 23% of the urban homeless population in the U.S. in 2007, and an even greater percentage in smaller cities. If homeless parents who gave up custody of their children were included, these figures would be even higher. With layoffs and foreclosures rising, and more families reaching the end of welfare time limits, homelessness among families rose. By 2009, 76 percent of 27 cities surveyed claimed that homelessness among families had risen over the past year, and more than half claimed that they could not provide enough shelter to all those in need.[liv]

The denial of welfare has also contributed to the break-up of families because it denies parents the means to take care of their children. Follow-up studies also find that as many as 4% of “timed off” welfare recipients had a child removed from their custody.[lv] Other surveys indicate that, among all former welfare mothers, between 5% and 10% lost custody of their children.[lvi] Quantitative studies also indicate that, compared to states with more lenient time limit policies, states with shorter time limits experienced greater increases in reported child maltreatment, the number of children in out-of-home care, and the foster care population.[lvii]

Even when low-income people receive it, federal public assistance does not provide enough money to lift a family out of poverty or even to pay for all of a family’s basic necessities. Because most states did not increase benefits to keep up with inflation while 20 states froze or lowered benefit levels, the real value of TANF cash benefits, adjusting for inflation, declined in 48 states (including DC) between 1996 and 2010. As of 2010, TANF benefit levels for a family of three were less than half of the federal poverty line in all U.S. states, and less than one-third of the federal poverty line in more than half of them. And in no U.S. state did TANF benefits provide enough to pay fair market rent for a two-bedroom apartment. [lviii] Even when families received both TANF and Food Stamp benefits, the value of those combined benefits remained below the federal poverty line in all states and less than 75 percent of that line in more than 40 states.[lix] As a result, welfare families commonly struggle to pay their bills, even when they receive other public benefits. Surveys of welfare recipients and other low-income families find that both groups often rely on friends and family members to survive, contributing to over-crowded housing situations. Many of these families “make ends meet” by combining earnings from multiple sources, including paid work, welfare, and work in the informal economy.[lx] Material hardships are also common among welfare recipients. A 15-state survey of mothers who received TANF in the past 12 months in 2000 found that “over 30 percent reported experiencing one mor more of the following four hardships: maternal or child hunger; eviction or homelessness; utility shutoff; inability to receive medical care due to cost.”[lxi]

As more poor mothers were denied welfare and pushed into the low-wage labor force through welfare-to-work programs, they faced deteriorating labor market conditions. Even before economic conditions worsened in 2008, a combination of factors undermined the position of most U.S. workers. First, union membership continued to decline in the late 1990s and early 2000s, reaching below 13 percent for all U.S. workers in 2008. New rulings and insufficient resources for labor law enforcement undermined labor regulations. In this context, private sector employer intimidation of unionizing workers ran rampant. Researchers estimate that employers fired workers during about one-third of all union election campaigns held between 1999 and 2003. During half of these campaigns, employers or supervisors threatened workers during mandatory one-on-one meetings about the union.[lxii] Workers also faced new downward pressures on wages through economic globalization, neoliberal policies, and economic restructuring, all of which contributed to a global “race for the bottom.”

The net result was that workers faced, what Steven Greenhouse aptly calls, “big squeeze.” While worker productivity rose by 60 percent since 1979, the wages for most workers were stagnant or declining: “Since 1979, hourly earnings for 80 percent of American workers (those in the private sector nonsupervisory jobs) have risen by just 1 percent, after inflation” as of 2005. A decline in the real value of the minimum wage contributed to this wage stagnation.[lxiii] Meanwhile, “corporate profits have climbed to their highest share of national income in 64 years, while the share going to wages has sunk to its lowest level since 1929.”[lxiv] The share of the labor force in contingent jobs (part-time, seasonal, or contract jobs) also rose, increasing job insecurity among workers, and leaving fewer workers covered by collective bargaining rights. Along with declining unionization and rising health care costs, the rise in contingent employment contributed to a declining share of workers with employer-provided benefits. By 2008, more than 50 million Americans, representing about 16.7% of the population, lacked health insurance.[lxv] Given the decline in workers’ real wages and rise in contingent work, it should not surprise us that, as of 2005, most adults receiving TANF were working, with one third engaged in full-time employment sometime in the past year. Moreover, among the welfare parents meeting TANF work requirements, the majority participated in unsubsidized employment.[lxvi] While critics of welfare demonize welfare recipients and contrast them to good, hard-working tax-paying citizens, the vast majority of welfare recipients are tax-paying workers, often with long work histories.[lxvii]

Conditions for U.S. workers and their families deteriorated even further as the economic crisis deepened, leading to a massive wave of foreclosures and layoffs. By March 2009, about 5.4 million mortgages were delinquent as middle and working class households faced the brunt of financial deregulation and speculation: rising interest rates atop of overpriced mortgages. Mass layoffs further exacerbated the foreclosure crisis.[lxviii] The foreclosure crisis continued to deepen the following year, with one in every 389 houses in the nation receiving a foreclosure filing in October 2010.[lxix] That same month, the official unemployment rate had reached 9.6 percent of the labor force. The long-term unemployed (without a job for 27 weeks or more), had reached 6.2 million, representing nearly 42 percent the unemployed.[lxx] Studies in several states show that the recent economic recession hit single mothers especially hard, as the growth in their unemployment rates between 2007 and 2010 exceeded that for both married men and women.[lxxi]

The current economic crisis has helped to broaden concern around the failures of U.S. welfare system to reduce poverty, as many workers confronted for the first time in their lives the limits of the U.S. welfare state. Many unemployed workers have qualified for Unemployment Insurance, but many others joined (or rejoined) the TANF or General Assistance programs. Others, who had received permanent sanctions or reached the end of their TANF time limits, were at the mercy of private charities, many of whom were unable to meet the growing demands for their services. And, even as demands for government assistance increased for low-income people, the nation’s safety net, already shredded, was becoming even more so as state deficits rose and a new wave of welfare cutbacks spread across the nation.[lxxii]

Concerns about the limits of federal welfare reform policies have long been raised by community and labor activists, especially in the wake of the 1996 welfare reform act. Many of those facing the hardships associated with welfare reform and its shortcomings suffered silently or engaged in individual-level forms of resistance, but some poor people mobilized collectively.[lxxiii] The implementation of the 1996 federal welfare reform act reinvigorated the U.S. welfare rights movement, which had declined considerably since its heyday in the late 1960s and early 1970s. This book examines the lessons of some of those welfare rights campaigns, which help to show, when and under what conditions, poor people’s rights can be defended and improved in the context of retrenchment.

 

Examining Welfare Rights Activism through Comparative Case Studies

This book provides in-depth case studies of welfare rights campaigns taking place in the aftermath of PRWORA’s passage within two states, California and Wisconsin, and their largest cities, Los Angeles and Milwaukee. The purpose of these comparative case studies is to better understand how and why activists were, or were not, able to shape the implementation of welfare reform.  California and Wisconsin, and their two largest cities, were chosen for their contrasting contexts as well as their prominence within national debates about welfare reform.  Welfare reforms in California and Los Angeles were closely watched mainly because they claimed the largest state and urban welfare populations in the nation.  In contrast, Wisconsin’s welfare reform program gained its notoriety in the late 1990s because of its plummeting caseloads. While critics of Wisconsin’s tough new welfare regulations pointed out how they caused hardships among poor families, proponents portrayed them as a cure for ending “welfare dependency.” Many southern states adopted even more draconian welfare policies than Wisconsin and provided less generous benefits to poor families. Nevertheless, Wisconsin’s welfare rules, adopted under a Republican controlled legislature, were a stark contrast to those found in California, where Democrats controlled the state legislature. Indeed, Wisconsin’s tough welfare reform program helped to make its largest city, Milwaukee, the “epicenter of the anti-welfare crusade,”[lxxiv] or the “world’s most famous welfare-eradication zone”[lxxv] as journalist Jason DeParle put it. Here, I briefly review the main differences in the content of welfare reform legislation in these two states and other conditions that shaped the context for welfare rights campaigns explored in this book.

Wisconsin Works, or W-2, was the culmination of a series of restrictive and work-based welfare reform programs that Wisconsin’s Republican Governor Tommy Thompson actively promoted and passed through a Republican controlled legislature.[lxxvi] As one observer described,

Thompson was a relentless campaigner for his welfare reform agenda. This was manifest in each of his statewide election contests, his legislative negotiations, his national policymaking roles, and his extensive interaction with the media. His message was so consistent that a Chicago Tribune Magazine cover story dubbed him “Governor Get-a-Job.”[lxxvii]

Wisconsin historically had been a relatively generous welfare state when compared to other U.S. states and conservative politicians sought to reverse this pattern, claiming that it had become a “welfare magnet,” despite lack of clear data supporting that claim.[lxxviii] Conservative, corporate-sponsored think tanks also actively promoted the “Wisconsin model” of welfare reform as a model not only for the nation, but for other Western industrialized countries. In the mid-1990s, the Thompson Administration hired researchers from the Hudson Institute, a conservative corporate-sponsored think tank, to design W-2 and then to evaluate its performance. Not surprisingly, the Hudson Institute’s evaluations of the program, widely publicized by the press, emphasized W-2’s capacity to reduce welfare dependency.[lxxix] During Congressional debates on PRWORA and its reauthorization, various conservative think tanks, including the Heritage Foundation, the Heartland Institute, the Manhattan Institute, and the Wisconsin Policy Research Institute, promoted Wisconsin’s welfare initiatives as model programs for the nation.[lxxx] Largely because of the accolades that Thompson gained from Wisconsin’s welfare reform initiatives, President George W. Bush appointed him to be the Secretary of the Department of Health and Human Services in 2001. In this post, Thompson advocated more stringent work requirements for welfare mothers.

Advocates of W-2 also promoted the program as a model for other Western industrialized nations, many of which were actively seeking ways to reduce their rising welfare caseloads.[lxxxi] In 1997, the Hudson Institute promoted the virtues of the Wisconsin model of welfare reform through an international conference that drew experts and policy-makers from England, Germany, Holland, and Denmark.[lxxxii] Politicians in Germany, Great Britain, and Holland sent delegations to Wisconsin to study the W-2 program, and they later incorporated key aspects of the W-2 program in their own welfare reform initiatives.[lxxxiii] A Dutch reformer, describing the influence of the Wisconsin model within Europe, also upheld the “Wisconsin model” at a conference in Australia.[lxxxiv] So did Tommy Thompson when he served as a featured speaker for an event organized by the libertarian Center for Independent Studies in Australia. Such events helped to build support for work requirements for welfare recipients, adopted by the Australian national government in 2000.[lxxxv]

While Wisconsin’s welfare rules tended to be tougher than those found in most other states, California’s policies were, in general, comparatively lenient. When California designed its new welfare-to-work program, CalWorks, it was ruled by a Republican governor, Pete Wilson. However, in contrast to Wisconsin, Democrats in California controlled the state legislature and they constrained Republicans’ influence over welfare policies.

[Table 1.1 about here]

Table 1.1 illustrates some of the main differences between the two states’ welfare reform programs. The sanction policies in California were more lenient than those found in most other U.S. states. TANF recipients in California were, at worst, only denied the adult portion of the grant for up to 6 months when they were sanctioned for not complying with program rules, and the state adopted partial sanctions for first and repeated incidences of non-compliance with welfare rules. California families also continued to receive the child portion of welfare benefits after they exceeded the five-year life time limit on welfare. California’s rate of applying welfare sanctions was among the lowest in the nation. In contrast, Wisconsin’s sanction rates were among the highest in the nation and its sanction policies were some of the toughest in the country.[lxxxvi] Like only 5 other states in the nation, Wisconsin authorized case workers to deny recipients their entire benefit permanently as the most severe sanction.[lxxxvii] California’s TANF welfare-to-work policies and time limit policies were also more lenient than Wisconsin and many other states in terms of allowing for more types of exemptions.[lxxxviii] Like most other states, California permitted all activities allowable under federal law to count towards the TANF work requirement. In contrast, Wisconsin defined “work activities” more restrictively than the federal law, and enforced its work requirements more strictly than most states. In fact, Wisconsin was one of only five states that placed more than 50 percent of its welfare-to-work participants in workfare positions.[lxxxix] As Collins and Mayer suggest, Wisconsin’s welfare reform program “reveals what workfare looks like in its starkest form.”[xc] However, it should be noted that even before 1996, California policy-makers gave counties considerable discretion over welfare policies and some counties adopted more restrictive rules than others. The welfare program in the Republican-controlled County of Riverside, for example, was actively promoted by conservatives in the 1990s as a model of the “work first” approach to welfare reform that emphasized labor force participation over education and training.[xci] California was also more generous towards legal immigrants, replacing their federal benefits to all four major programs, whereas Wisconsin only replaced benefits for two of these programs. Whereas Wisconsin eliminated its requirement that counties provide General Relief in 1995, California continued to require counties to provide these benefits. Efforts to privatize welfare services were also carried out more extensively in Milwaukee, where TANF administration was completely privatized, than in Los Angeles, where only 25 percent of its welfare-to-work case management services were privatized.

The broader context in which welfare reform policies were implemented in these two states, and their two largest cities, also shaped the opportunities for welfare rights activists to mobilize and make gains. Wisconsin’s more restrictive welfare policies, coupled with Milwaukee’s smaller labor force, and lower poverty and unemployment rates, produced a smaller welfare population there than in Los Angeles, for example (see Table 1.2). Compared to Wisconsin, California also had a much larger population of immigrants and a more racially and ethnically diverse population (see Table 1.3). These conditions shaped the size of the populations affected by welfare reform policies, making it more or less easy to mobilize in response to them. In addition to a more liberal legislature, California also had a higher share of legislators that were Latino and spent more on welfare than Wisconsin, as exemplified by its higher average monthly AFDC payments (see Table 1.3). Along with broader political differences in the two states and their largest cities, there were also significant differences in movement politics and infrastructure. Milwaukee had been known as an important “center of labor organizing” in the past,[xcii] while Los Angeles had a long history as an “anti-union city.” Yet, by the late 1990s, Milwaukee’s local labor movement was relatively more traditional and less vibrant when compared to the innovative labor campaigns underway in Los Angeles.[xciii]

[Table 1.2 and Table 1.3 about Here]

To structure my comparisons of welfare rights struggles in California and Wisconsin and their two largest cities, I focus on the rise and outcomes of four different types of welfare rights campaigns: (1) statewide campaigns to restore public assistance benefits to legal immigrants that were denied at the federal level, (2) local campaigns to improve welfare-to-work policies, (3) local campaigns to oppose the privatization of welfare services and to improve the regulation of welfare contractors, and (4) state and local campaigns to improve childcare services. These four campaigns were chosen because they represented significant lines of conflict around welfare reform, and because they help to reveal how the local politics of race, class, and gender shaped welfare rights activism. Comparing similar campaigns in these two contrasting settings helps to illuminate the complex interplay between popular mobilization and the policy-making process, and how these dynamics were shaped by local demographic, economic, and political conditions. Most importantly, these comparative case studies reveal how the actions of welfare rights coalitions altered state and local welfare policies, and under what conditions.

Overview of this Book

My comparative case studies in the chapters that follow show how, and under what conditions, activists built successful coalitions and impacted four types of state and local welfare reform policies in California and Wisconsin. As Staggenborg suggests, there are three dimensions of success for social movement coalitions: (1) they last long enough to achieve goals or concessions, (2) they consistently carry out collective action, and (3) they manage to influence their targets in desired ways.[xciv]  Although activists seek to win their ultimate goals, they seldom do. We would fail to acknowledge most activists’ actual influence if we viewed it simply in “all” or “nothing” terms, particularly when political conditions are not ripe for real, fundamental social change. According to the “collective goods” criterion, social movements are considered to be influential if they “secure … collective benefits for the challenger’s beneficiary group,” even if the benefits won are concessions other than a movement’s ultimate goals.[xcv] This criterion allows us to acknowledge when gains are made, such as when access to cash assistance or services is improved for low-income families, as well as the limits of those gains.

Chapter 2 puts my book into the context of prior scholarship on the U.S. welfare state and welfare reform policies as well as literature on social movement coalitions. I argue that greater research is needed on the collective struggles that challenged the negative construction of welfare recipients in policy debates about welfare reform and which sought to influence the implementation of welfare reform policies. The welfare rights campaigns examined in this book complicate our understanding of how U.S. welfare reform policies are shaped by the politics of race, class, and gender. They also reveal the multi-vocal character of the U.S. welfare state as state actors’ positions on welfare issues, and their relationship to welfare rights activists, vary across state institutions and levels of government. Drawing insights from social movement scholars, I argue that when new allies joined welfare rights campaigns, this helped activists to make policy gains.

Chapter 3 focuses on state-level campaigns to replace the public assistance benefits for legal immigrants that were lost through PRWORA’s passage and how their outcomes were shaped by racial politics.  These campaigns forged new coalitions among traditional welfare advocates, immigrants, and the larger ethnic communities to which they belonged. In California --home to the largest immigrant population in the nation—cross-racial and cross-ethnic collaboration between Asian-Americans and Latinos produced large demonstrations and grassroots lobbying campaigns in favor of benefit replacement programs.  This, along with the growing size of the foreign-born, Latino, and Asian electorate and the active leadership of Latino legislators, put pressure on politicians to replace benefits for all four major public assistance programs.  In Wisconsin, where the immigrant population remained small, there was much less popular mobilization around this issue and far less electoral pressure on politicians to support benefit replacements.  Nevertheless, popular mobilization and the visible role played by Hmong refugees in this campaign helped advocates to win legislative support for two benefit replacement programs. This chapter demonstrates the importance of broad-based and multi-racial alliances in preventing the implementation of federal cutbacks to legal immigrants’ welfare rights as well as the importance of demographic and political conditions to welfare policy outcomes.

Chapter 4 focuses on labor and community campaigns against the privatization of welfare services that took place in Los Angeles and Milwaukee.  With the passage of the 1996 federal welfare reform act, Congress authorized the privatization of a wider range of welfare services than ever before; state and local governments could now offer for-profit and non-profit private agencies contracts for eligibility determination as well as case management services for cash aid programs such as TANF.  Since PRWORA’s passage, multi-billion dollar companies, such as Maximus Corporation and Lockheed Martin Information Management Systems, aggressively pursued and received multi-million dollar contracts to administer state and local welfare-to-work programs, claiming that they could provide cheaper and more effective services than the public sector. Welfare privatization spurred the formation of community-labor alliances as it threatened to displace unionized public sector workers and to erode the quality of welfare services. Public sector unions and community activists joined forces, seeking shape the implementation of PRWORA by preventing or minimizing welfare privatization, or by reducing the harms caused by private contractors.

While many state and local governments established public-private partnerships to administer welfare services, the extent of “mixed governance” and the terms of it varied by locale, creating different conditions for influencing the implementation of welfare reform.

In Los Angeles, where county officials had discretion over the issue and where support for welfare privatization was already mixed, public sector unions and their allies mobilized together and succeeded in minimizing the privatization of welfare services. By contrast, the complete privatization of TANF administration in Milwaukee County was imposed from above by conservative state politicians, despite the opposition of community and labor groups. As scandals involving private welfare agencies surfaced, community groups mobilized and demanded greater public oversight over private welfare contractors. Although many of activists’ demands were ignored by distant state officials, a combination of public pressure and bad publicity helped to curb some of the worst practices carried out by private welfare contractors. Chapter 4 demonstrates how public sector workers and community groups can mobilize together to pressure public officials to minimize welfare privatization and its negative impacts, and how policy-makers can either help or ignore their demands.

Chapter 5 examines the efforts of community and labor activists in Los Angeles and Milwaukee to organize welfare recipients as workers in response to the expansion of welfare-to-work programs.  In Los Angeles, multi-racial and cross-gender workfare workers’ campaigns, involving both TANF recipients and General Relief recipients, developed and were sustained for more than three years. These campaigns called for workers’ rights and job creation, challenging the racist stereotype that underemployed public assistance recipients did not want to work. These campaigns resulted in a number of small, but significant, improvements in the implementation of the city’s and county’s welfare-to-work programs and the creation of two transitional jobs programs.  By contrast, workfare workers’ campaigns in Milwaukee never involved more than a few hundred participants and lasted less than one year.   I argue that these divergent outcomes were partly related to the political economy of workfare in these two cities. High unemployment levels in Los Angeles helped to create a relatively large workfare population concentrated in the public sector where they posed a displacement threat to unionized workers.  This facilitated the mobilization of workfare workers and encouraged public sector unions to join forces with community groups around demands for workers’ rights and job creation. By contrast, in Milwaukee, low unemployment levels along with highly restrictive welfare policies produced a small welfare-to-work population that was widely dispersed across worksites located mainly in the private sector.  The small and largely privatized workfare population in Milwaukee, along with the complete assault on public welfare administration discussed in Chapter 4, hindered the development of a union organizing drive among welfare-to-work participants.  Union revitalization processes and employer responses to unionization, also shaped the trajectory of workfare workers’ campaigns in these cities. 

Chapter 6 examines the political threats and opportunities for expanding and improving subsidized child care programs in the context of policy-makers’ interest in putting more poor mothers to work.  Forcing thousands of welfare recipients into the labor market significantly increased the demand for childcare services, putting further strains on programs already stretched beyond capacity. Yet, it also increased political support for expanding publicly subsidized childcare programs within state and local governments.  In California and Wisconsin women--including low-income mothers, childcare providers, and female policy advocates—played key roles in state and local campaigns to improve childcare policies.  Local chapters of Wages for Housework and Welfare Warriors, defended poor mothers’ ability to stay at home and care for their own children and opposed work requirements for welfare mothers, but they found few allies to actively support their demands in either state.  More successful was the movement to expand and improve subsidized childcare, which challenged the devaluation of paid child care and sought to defend and expand low-income working parents’ access to affordable child care.  Community organizations’ and unions’ efforts to organize home-based child care providers and the families relying on their services, provided new resources and grassroots energy to state and local campaigns to defend, expand, and improve subsidized child care services in California and Wisconsin. Policy-makers alternatively helped or rejected activists’ demands, and the fate of these campaigns ultimately depended upon gubernatorial politics. Whereas Democratic Governor Jim Doyle in Wisconsin authorized collective bargaining for home-based child care providers, Republican Governor Arnold Schwarzenegger refused to do so.

Chapter 7 draws conclusions about the lessons learned from welfare rights activism in this era. I argue that the implementation of federal welfare reforms became an opportunity for policy-making, but only under certain conditions. The welfare rights movement was generally small and its influence was very limited, especially in rural areas and conservative states, and at the national level.  Policy victories depended upon activists’ ability to mobilize welfare recipients and to forge broad alliances both inside and outside of the state. Consistent with welfare-to-work goals, state and local policy gains made by activists often involved expansions of work-based entitlements, such as improvements in subsidized childcare or the authorization of new transitional jobs programs. Other policy victories were mostly defensive ones that prevented the implementation of federal or state cutbacks, rather than expansions in welfare rights. Although limited, these policy gains represented significant victories for those who benefited from them.

The book ends with a discussion of the challenges and prospects for the welfare rights movement in the United States in the midst of the deep recession that began in 2007. Large corporations and other powerful proponents of welfare reform and privatization remain strongly entrenched within U.S. politics. In the midst of the current economic crisis, the welfare rights movement remains small and weak and even broader assaults on public social services and public sector workers’ rights are underway. The coalitions formed in response to the implementation of welfare reform, along with new campaigns emerging in response to the economic crisis, could provide the seeds for future policy gains for working families. Broadening support for more universalistic welfare programs and strengthening the organizational capacity of, and alliances between, grassroots anti-poverty organizations, unions, and other working class organizations remain critical tasks for rebuilding the U.S. welfare state. 


 

 

Chapter 2: Policy Implementation as Policy Making:

The Case of U.S. Welfare Reform

 

The passage of PRWORA, justified through all sorts of negative stereotypes of the poor, represented a massive defeat at the national level for welfare rights advocates. At the same time, the provision of state and local discretion over the design and implementation of welfare reform policies, directed energy towards state and local campaigns. Thus, while federal welfare policies have historically provided elites with “multiple veto points” through which they limited welfare rights,[xcvi]  the decentralized and institutionally complex nature of welfare policy-making also provided multiple routes and flexibility for welfare rights activists in their efforts to reshape federal welfare policies as state and local governments implemented them and to challenge the demonization of welfare recipients. In the post-PRWORA period, welfare rights activists “jumped scale,”[xcvii] in light of uneven political conditions and interpretations of welfare policies and rights; they were able to move welfare rights struggles into federal, state, or local governmental arenas, private welfare agencies, and even into different branches of government in order to maximize their influence.  Their campaigns reveal how policy implementation is policy making.

This chapter lays out my theoretical perspective and puts my research into the context of prior research on the U.S. welfare state and social movement coalitions. While previous research reveals how U.S. welfare policies are shaped by the politics of class, race, and gender, more attention needs to be paid to the role of grassroots struggles in challenging that politics at the implementation stage, shaping how welfare reform policies were put into practice or averted. My research also highlights the multivocal and contested character of the U.S. welfare state, showing how state actors both quashed and supported welfare rights campaigns. In doing so, I seek to add nuance and complexity to our understandings of the interrelationships between the welfare state and the politics of class, race, and gender. I then review scholarship on social movement coalitions, arguing that welfare rights campaigns tended to be more successful when they involved broad alliances that cut across race and class divisions, and gained support from state actors. Combining insights from this literature with Schneider and Ingram’s (1993) insights on the construction of policy target populations, I argue that when welfare reform policies cut across policy domains and targeted multiple social groups, this facilitated the coalition building process, and helped to attract new allies to the welfare rights struggle. Finally, I provide historical background on the immigrant rights and labor movements, exploring the factors that both facilitated and limited their involvement in welfare rights campaigns that emerged in response to the implementation of PRWORA.

Policy Implementation as Policy Making

As S.M. Lipset documented long ago, seldom are laws implemented simply as their original designers envisioned them.[xcviii] Scholars identify at least four kinds of interacting, but analytically distinct, phases of the policy-making process. In the agenda-setting stage, problems needing policy solutions are identified. In the policy design and adoption phase, particular policy solutions are chosen from a range of options through the enactment of legislation or through administrative decisions. In the third phase, government officials or judges interpret the policies and determine their specific meaning through administrative rules and regulations governing operational procedures or through legal rulings. In the fourth phase, agents authorized to enforce the policies, such as welfare case workers or other kinds of government bureaucrats or private contractors, apply the policies in terms of actual situations or cases.[xcix] The policy-making process is seldom a unidirectional linear process. Instead, it is on-going and complex, involving a “series of feedback actions or recursive loops” between phases[c] and “multiple, interacting cycles” occurring at various levels of government.[ci]

Much of the scholarship on the U.S. welfare state has focused on the early stages of policy-making, often at the national level. For example, cross-national research has traditionally focused on why the U.S. welfare programs were so minimalistic and restrictive when compared to welfare programs in other wealthy democracies, emphasizing the role of political, institutional, and economic factors to national welfare legislation. This scholarship highlighted the historical influence of business interests, particularly low-wage and conservative employers, in constraining U.S. welfare coverage and the absence of strong cross-class coalitions and working-class parties in favor of welfare spending. It also highlighted the challenges of making welfare gains in a federal system, and how policy legacies, particularly the categorical and means-tested nature of welfare programs, hindered efforts to build popular support for welfare spending in the U.S..[cii] Recent scholarship revives this tradition, showing how work-based welfare reforms and anti-welfare rhetoric were heavily promoted by business groups and various corporate-sponsored think tanks as well as politicians.[ciii] It also draws attention to how the design and local implementation of welfare-to-work policies or “workfare” programs symbolically uphold the value of paid labor and regulate the low-wage labor market by providing a ready pool of low-wage workers for employers in the service sector and other industries.[civ] Scholars have also documented how the privatization of welfare programs reflected the influence of neoliberal ideologies which portrayed the welfare state and public sector workers as costly and inefficient.[cv]

Much of race-centered and feminist scholarship on the welfare state likewise examined the selection and design of national welfare policies. Their historical research has highlighted how racial and gender inequalities and traditional gender roles, were reinforced through the development of the “two-tiered” welfare state. As a result, white men were more likely than women and racial minorities to qualify for Social Security, Workmen’s Compensation, or Unemployment Insurance, which provided relatively high benefits, had comparatively few eligibility requirements and regulations, were viewed as entitlements, and administered through national agencies. In contrast, women and racial minorities were more likely to receive public assistance, which was more stigmatized, more tightly regulated, and administered through state and local governments. Public assistance for poor mothers was designed to “shore up” the family wage system, reinforcing the patriarchal expectation that mothers’ primary responsibility was to care for their children. Historical research shows that state and local “mothers’ pensions” and, in its early years, federal Aid to Dependent Children benefits were almost exclusively given to “worthy widows” and white mothers however.[cvi]

More recently, scholars have examined the national backlash against welfare on the rise since the 1980s, highlighting its racial and gender dimensions. As they have shown, attacks on welfare mainly focused on the Aid to Families with Dependent Children (AFDC) program and its adult recipients, by then mostly single mothers and women of color.[cvii] Along with corporate-sponsored think tanks and business groups, politicians, keen on capturing or maintaining the support of white voters, stepped up their attacks on welfare.[cviii] At the same time that politicians touted tough new welfare rules in the 1980s and 1990s, they also championed “tough on crime” policies, leading to a significant rise in the nation’s incarceration rates. Whereas restrictive welfare rules mainly targeted single mothers and women of color, tough new criminal justice policies mainly targeted low-income men of color. These twin policies were similarly justified through long-standing racist stereotypes of poor people of color as lacking discipline and in need of greater state regulation. Whereas champions of “tough on crime” policies appealed to racist stereotypes of black and brown men as dangerous and prone to crime, critics of AFDC appealed to long-standing racist images of poor black women, portraying them as lazy and promiscuous.[cix]

Research has, of course, contradicted many of these denigrating stereotypes of welfare recipients. For example, research findings show that, even before the implementation of the new federal work requirements, most able-bodied welfare mothers were not avoiding work, but combining work and welfare, actively seeking work, or cycling between welfare and low-wage jobs.  Research also showed that between 80 and 92 percent of adult recipients of welfare were employed prior to receiving welfare. Contrary to the myth that welfare encouraged poor women to have children, most welfare mothers also had fewer children, on average, than their non-poor counterparts, and the longer a woman received welfare, the less likely she was to give birth.[cx] In justifying rules denying public assistance to legal immigrants, politicians and other welfare critics appealed to racist stereotypes of Latino and Asian immigrants; those immigrants were portrayed as overly dependent on welfare and as purposefully immigrating to gain access to welfare. Again, research contradicts such myths, showing that immigrants actually have similar or lower rates of welfare use as their native-born counterparts, and contribute more in taxes than they cost.[cxi]

Along with racially charged images, anti-tax sentiment and the notion that welfare programs fostered dependency contributed to public support for several national-level welfare cutbacks in the 1980s as well as the spread of restrictive state welfare reform policies.[cxii] The rise in maternal labor force participation in the 1980s and 1990s also broadened public support for work requirements for welfare.[cxiii]  Blaming welfare recipients for their own poverty was also politically strategic, as it displaced attention away from the role of structural barriers to poor women’s mobility, such as racial discrimination by employers, the devaluation of women’s work, and the lack of living wage jobs and affordable child care. Few politicians sought to tackle such problems since doing so would be expensive and would challenge elite’s interests in minimizing state intervention in the economy.

In addition to demonstrating the influence of elite interests and hegemonic ideologies on the design of welfare policies, historical research has also uncovered various organized groups’ and advocates’ efforts to shape U.S. welfare policies. This literature again focuses mainly on the early stages of policy-making, highlighting the ability, or inability, of activists to shape the political agenda of public officials and to win support for new kinds of benefits. For example, Skocpol documents the role of organized veterans in the creation of veterans’ pensions and the role of social reformers and women’s groups in the establishment of state-level mothers’ pensions at the turn of the century, and how their influence was politically mediated.[cxiv] Similarly, several studies examine how and why poor people’s movements emerged during the Great Depression and their role in the passage of the Social Security Act and the establishment of the Works Progress Administration.[cxv] And, in the same vein, a number of books explore the political and cultural constraints on policy-making and why certain proposals failed to win sufficient support. For example, Amenta examines why Old Age Insurance was adopted in 1935 instead of the pension plans advocated by the “Share the Wealth” clubs or by the Townsend clubs,[cxvi] and Steensland discusses the failure of Congressional proposals for a Guaranteed Annual Income in the 1960s and 1970s, while Quadagno explores the forces preventing the enactment of a national health insurance program.[cxvii] When welfare scholars do examine the role of poor people’s movements in shaping the implementation of welfare policies, they usually focus on the implementation of benefits rather than welfare restrictions. Thus, a number of studies have highlighted the role of activists in shaping the implementation of War on Poverty programs, encouraging poor people to apply for public assistance, and helping welfare mothers to win benefits in the 1960s and 1970s.[cxviii] Likewise, Amenta examines the conditions under which Townsend clubs were able to effectively promote higher old age pensions.[cxix]

This book focuses on struggles to shape the implementation of welfare reform policies at the state and local levels. Focus on national legislation overlooks the tremendous variability of U.S. welfare policies, which complicates our understanding of the welfare state and its race, class, and gender dimensions. This is particularly true in relationship to the TANF program. State and local government long exercised considerable discretion over AFDC policies, and federal policy-makers encouraged states to develop their own welfare reform policies when implementing PRWORA. One study identified as many as 78 different types of TANF policies that varied across U.S. states.[cxx] Of course, much of this variation consisted of just how restrictive welfare policies would be. Many states adopted even stricter eligibility rules for TANF than those required by the federal government. For example, they adopted welfare time limits shorter than those required by the federal government (two consecutive years or five years total). Some states also introduced rules denying additional benefits for children born to mothers already receiving welfare, a policy that was authorized, but not required, by PRWORA. Other states, less numerous, provided more generous eligibility rules for TANF.[cxxi] For example, some states used state funds to replace the federal welfare benefits that PRWORA denied to most legal immigrants during their first five years in the country.  PRWORA also authorized state and local governments to contract out the administration of TANF welfare services to private agencies, but the extent and forms of welfare privatization varied considerably across U.S. states and cities. As the balance of political forces and the local politics of race, class, and gender varied across U.S. states and municipalities, so did the implementation of federal welfare reform and the challenges and opportunities that welfare rights activists faced.

States’ increasing propensity to contract out welfare and social services to private agencies (or engage in privatization or voucher programs) further complicates the analysis of policy implementation; implementation increasingly involves a network of state governments and private (non-profit and for-profit) agencies. Political economy approaches that focus on national legislation tend to neglect “the space between policy making and policy outcomes.”[cxxii] Along with lower levels of government, private agencies that implement national policies establish the everyday contexts through which recipients experience and perceive the welfare state.[cxxiii] This trend has been various described by scholars as “mixed governance” or the “mixed economy of welfare.” Indeed, the welfare state is increasingly an “enabler and animator of private action for public service.”[cxxiv] Empirical scholarship on the “mixed economy” of welfare emphasizes variation in welfare state restructuring. While many nations and sub-national governments have pursued “public-private partnerships” in an effort to reduce public spending or decentralize services, the extent and forms of privatization varied due to differences in regime type, policy discourses, and institutional legacies.[cxxv] “Mixed economy” scholars, emphasize institutional plurality, and the differences between non-profit agencies, for-profit agencies, and public agencies, as well as the considerable variability within these three sectors.[cxxvi] Overall, there has been a trend towards the commercialization of services, especially as governments are under pressure to cut costs, but the nature of private agencies does vary tremendously both within and across nations,[cxxvii] as private agencies (even non-profit ones) differ in terms of their organizational missions, size, operating structure, and funding streams.[cxxviii] Mixed economy” scholars provide important insights for understanding the current challenges that welfare rights activists face, as those activists must increasingly confront both public and private institutions in order to improve the treatment of welfare recipients and applicants.

Certainly, other scholars have examined the implementation of welfare reform policies, but these studies tend to overlook the role of grassroots struggles. Much of this research examines the macro-level factors shaping variation in how states and counties implemented federal welfare reform policies. This research finds that states tended to adopt more stingy and stricter welfare regulations where racism towards blacks and Latinos was more salient,[cxxix]  the demand for low wage labor high,[cxxx] fiscal constraints were greater, [cxxxi] and conservative politicians and the Christian right were more influential.[cxxxii] This research helps to explain why the most restrictive welfare reform policies tend to be concentrated in Midwestern and Southern states, where these various forces converge.[cxxxiii] Scholars have similarly shown how county-level variation in the implementation of welfare reform sanctions was linked to the racial and political context.[cxxxiv]

Other welfare scholars examine the implementation of welfare policies at the “micro-level.” This research focuses of the role of welfare staff in interpreting and enforcing policies, mostly based on field observations and in-depth interviews. This research reveals how welfare caseworkers and workshop leaders tend to hold negative stereotypes of the poor and enforce normative expectations regarding welfare recipients’ “proper behavior” that are rooted in hegemonic ideologies about gender, race, class, and sexuality. It also suggests that caseworkers’ compliance with welfare reform policies are encouraged by governmental monitoring, pressures to meet performance-based goals to maintain welfare contracts, caseworkers’ view that they are helping clients and their agreement with the goals and values associated with welfare reform-- “personal responsibilities, “self-sufficiency” through employment, and reducing “welfare dependency.”[cxxxv] Korteweg’s fieldwork at welfare-to-work trainings finds that trainers encouraged participants, mostly mothers, to adopt masculine work norms by working long hours and disregarding their family needs in order to get hired or promoted; motherhood was devalued and “generally treated as something to hide.”[cxxxvi] Korteweg further finds that, “Motherhood was given positive meaning only when it was used to motivate women to find paid work or when the tasks of parenting were described as a set of marketable skills.”[cxxxvii]

In contrast to their strong emphasis on the importance of paid employment, welfare caseworkers paid relatively little attention to the “marriage promotion” aspects of welfare reform in their interactions with welfare recipients.[cxxxviii] In fact, welfare caseworkers frequently discouraged poor mothers from developing too close relationships with boyfriends, or reporting such relationships during the intake process; they feared that boyfriends’ failure to comply with welfare reform requirements might jeopardize families’ access to welfare.[cxxxix]“Marriage promotion” was nonetheless carried out through special workshops, funded through PRWORA and the 2005 Healthy Marriage Initiative. Ethnographic research reveals how workshop leaders reinforced white, heterosexist, and middle class ideals of marriage and the nuclear family. And they reinforced patriarchal gender roles and stereotypes, upholding “cultural ideas of men as rational (strong) and women as emotional (weak).”[cxl]

Ethnographic research on the implementation of welfare reform policies reveals both the salience of racism and the neglect of the racial barriers that impede employment in caseworkers’ and WTW trainers’ interactions with welfare recipients. For instance, research reveals how case workers are more likely to encourage white mothers than non-white mothers to finish high school and obtain education when implementing WTW requirements.[cxli] Observations of WTW workshops also revealed that trainers discouraged discussions of race, failing to address participants’ experiences with racism in the labor market.[cxlii] Likewise, employers’ racial discrimination was generally ignored by WTW case managers in their interactions with their clients.[cxliii] 

Qualitative research also shows how participants often questioned or challenged the enforcement of welfare reform policies and the presumptions underlying them. For example, welfare recipients frequently resisted the expectation that they ignore their children’s needs in order to comply to work requirements, which led to high rates of procedural diversion from the program.[cxliv] Interviews with black welfare recipients show that many of them viewed WTW programs as “creating a workforce of slave laborers,” and that they saw caseworkers’ presumptions that they didn’t want to work as racist.[cxlv] Meanwhile, the presence of same-sex and other non-traditional couples attending marriage promotion workshops challenged the hegemonic assumptions about family life expressed by workshop trainers.[cxlvi]

While otherwise insightful, this scholarship neglects the role of collective struggles over the implementation of welfare reform policies, some of which involved alliances between service providers and welfare recipients. By focusing carefully on everyday interactions at welfare offices or workshops, or capturing the views and experiences of individual welfare recipients, the unusual efforts of welfare rights activists to shape the implementation of welfare reform policies has been largely overlooked by ethnographers. The welfare state remains an important site of collective struggle, as various case studies of national or local welfare rights campaigns have demonstrated.[cxlvii]

Past research on the design and implementation of welfare policies towards poor families, mostly headed by women, tends to highlight its classist, racist, and patriarchal dimensions. While capturing broad patterns, this research obscures the multi-vocal character of the U.S. welfare state.  Welfare reform policies are developed, carried out, and evaluated through numerous state institutions at multiple levels of government. Moreover, as “mixed economy of welfare” scholars point out, it is increasingly reliant on private agencies to administer welfare services, especially welfare-to-work programs and subsidized child care. Welfare policies are thus shaped by many different kinds of policy-makers and “street level bureaucrats,” and both public and private institutions, all of which vary in their views towards, and relationships with, welfare rights activists. As my research reveals, when confronted, state actors can work to support or to oppose the arguments of welfare rights movements. Nor do struggles over welfare policies end when legislation passes. As my research reveals, welfare advocates and their opponents, both inside and outside state institutions, work to reshape welfare policies at the implementation stage; they have sometimes succeeded in influencing state and county legislation as well as the policies of public and private agencies overseeing the administration of welfare or employing welfare-to-work participants.

I argue that whether or not welfare advocates are able to succeed in making policy gains at the implementation stage partly depended on their capacity to build broad based coalitions that crossed social divides rooted in class, race, or gender, and which cross policy sectors. This part of my argument borrows insights from the literature on social movements. While the welfare rights movement has been fairly small-scale and only sometimes employs disruptive tactics, it is nonetheless a social movement. By social movement, I refer to “those organized efforts, on the part of excluded groups, to promote or resist changes in the structure of society that involve recourse to non-institutional forms of political participation.”[cxlviii] Participants in social movements often work in league with more influential groups, including state actors, and frequently utilize a range of tactics that are more or less disruptive.[cxlix]   If we are to fully understand the interrelationships between welfare policies and race, class, and gender relations and ideologies, we must pay attention to how such relations and ideologies shape the demands, rhetoric, and social composition of welfare rights campaigns, as well as actors’ responses to those campaigns.

 

The Power of Coalition Building

As Piven and Cloward’s classic study shows, major gains in welfare rights were won in the United States only in response to massive disruptive protests that emerged in the 1930s and 1960s. Poor people mobilized in response to large-scale socio-economic changes that disrupted their normal routines, namely the Great Depression and the subsequent mechanization of agriculture, both of which threw millions out of work.  They conclude that elites are most likely to offer concessions to poor people when they are highly mobilized and when elites are divided and in competition, as occurs during periods of significant electoral realignment.  They use this argument to explain both the passage of the Social Security Act in 1935 as well as significant increases in welfare spending during the 1960s.  Consistent with Piven and Cloward’s argument, quantitative research on local welfare expenditures and caseload increases in the 1960s shows that they were positively related to popular mobilization, namely levels of welfare rights organizing and the occurrence of urban riots.[cl]

While otherwise insightful, what is missing from Piven and Cloward’s analysis is the role of allied groups in supporting poor people’s struggles, and how such support is often critical to making gains, especially during periods of welfare retrenchment. Also missing is an analysis of how gender and race interact with class politics to shape both poor people’s mobilization and welfare policies. A major argument of this book is that broad, cross-class and cross-racial alliances were often critical to the success of welfare rights campaigns. This book seeks to increase our understanding of the conditions under which welfare recipients and their allies were able to forge alliances with groups beyond those who traditionally advocated for welfare rights, how their campaigns challenged classist, racist, and patriarchal underpinnings of welfare policies, and why such alliances mattered to welfare policy-making.

Social movement research suggests that coalitions are often vital to activists’ success. Alliances improve access to members, allies, and inter-organizational ties as well as the material resources required to mobilize people. Coalitions thus expand the variety and numbers of people who get involved in collective actions (letter writing campaigns, lobbying, demonstrations, or more disruptive forms of protest), which helps to gain the attention of power holders.[cli] Forming coalitions with other types of groups, such as professional associations, experts, celebrities, or business groups, often adds legitimacy to activists’ demands.[clii]  Alliances can sometimes improve activists’ access to policy-makers, enabling them to broker agreements with the state.[cliii]  For all of these reasons, coalitions increase the effectiveness of demonstrations, boycotts, and lobbying campaigns.[cliv] Perhaps most importantly, alliances improve groups’ strategic capacity and leverage. As Piven and Cloward argue, poor people’s power is constrained by their position within social structures. For unemployed workers, their main source of leverage is their power to disrupt daily routines, such as through sit-in demonstrations or stopping traffic. Poor people’s alliances with workers improve their strategic leverage as workers are in a structural position to halt production, services, and the flow of capital. Coalitions also enhance activists’ strategic capacity when they enable aggrieved groups to carry out “multi-pronged” strategies or coordinated campaigns involving multiple targets and tactics.[clv] Of course, coalitions do have their pitfalls and challenges. First, coalition work can interfere with groups’ autonomy and their ability to meet their own organizational needs and goals.[clvi]  Political differences, racism, sexism, class inequalities and other social cleavages also pose challenges for coalition building.[clvii]  Successful coalition building requires effort to overcome such challenges if their fruits are to be born.

Scholarship on other movements, such as the civil rights movement, suggests the importance of organizations, institutions, and leaders within deprived communities for their mobilization.[clviii] Research on the mobilization of extremely deprived low-income communities in the United States, such as farm workers, homeless people, and welfare recipients, however, suggests that this mobilization often gains ground only after they obtain access to external funding however.[clix] External funds do not simply facilitate the organization of poor people; they may constrain and channel it, as funding is allocated for specific purposes. When elites control these funds, such as in the case of foundation grants, they often allocate funds for purposes that do not threaten elites’ interests. Research on various social movements documents how elite patronage can channel insurgency into professionalized forms, or encourage organizations’ adoption of moderate goals and institutionalized tactics. The extent to which elites exercise control over activists, of course, depends both on the patrons’ politics and the social group’s internal capacity and willingness to protest.[clx] Although there are exceptions, union resources are also frequently allocated in self-interested ways that benefit particular unions’ and existing members’ interests.[clxi] Most of the welfare rights campaigns examined in this book depended on the resources of other groups, either from foundation grants or union members’ dues.  These resources made these campaigns possible, but also limited their breadth and longevity. Resources were allocated for particular kinds of welfare issues and not others, and were often time-limited, which shaped and constrained the kinds of policy gains that could be made.

Other research on poor people’s mobilization finds that it tends to be the most successful in winning benefits when reform-oriented politicians, or governmental allies, are present.[clxii] Evidence presented in this book is consistent with this finding. When reform-oriented or sympathetic policy-makers were present, demands were more easily won. When such policy-makers were absent, state actors more easily repressed welfare rights groups or ignored them, even when they were highly mobilized and supported by a broad alliance. This was especially the case when activists’ demands contradicted the vested interests of powerful groups, such as politicians’ and employers’ interests in minimizing social expenditures and putting more poor people to work. Demands that did not conflict with such vested interests were more easily won. Nevertheless, within these constraints, and sometimes in spite of them, poor people and their allies managed to shape the development and implementation of welfare reform policies.

 

Forging Alliances in the ‘Post-Welfare’ Era

As Schneider and Ingram (1993) argue, one of the most important consequences of public policy is to construct target populations, who become subject to particular kinds of treatment. They argue that the political power of target populations and how they are socially constructed or culturally portrayed influences the design of public policies, which in turn, powerfully shapes groups’ social status, access to resources, and their patterns of political participation.  They claim that policy makers tend to adopt beneficial policies for “powerful, positively constructed target populations” and punitive policies towards “negatively constructed groups.”[clxiii] They suggest that the design of public policies, and the rationales justifying public policies, provide powerful messages that shape how target populations view themselves in their relationship to government, and how those groups are publicly perceived. They claim that, “Groups portrayed as dependents or deviants frequently fail to mobilize or object to the distribution of benefits and burdens because they have been stigmatized and labeled by the policy process itself.”[clxiv] By contrast, advantaged groups tend to participate actively in politics as they frequently view themselves as entitled and worthy of governmental assistance, and they tend to be treated as such by policy-makers.

Mobilizing groups, such as welfare recipients, that have been stigmatized through the policy process is challenging, as Schneider and Ingram (1993) suggest. Even more challenging is to mobilize them and make collective gains. But history has shown that this is not impossible. Policies that threaten groups’ status and access to resources can spark opposition and contestation even among the most denigrated social groups, especially if they are already organized, or if allies invest resources in organizing them. Extending Schneider and Ingram’s (1993) insights, one would expect the scale of policy targets to shape the incentives and opportunities for coalition building and mobilization in response to policy changes.  If policies have inclusive targets, this increases the opportunities for building broad and influential social movement coalitions against them, especially if political opportunities appear to be relatively favorable.  On the other hand, if policies have narrow targets, those opportunities tend to be diminished.[clxv] 

When the policy threats or opportunities associated with welfare reform crossed multiple policy domains and symbolically or materially affected groups beyond the welfare population, this helped to draw new groups, often less stigmatized and more advantaged than welfare recipients, into welfare rights struggles. For example, the implementation of “work first” policies that emphasized job placement over education and training affected both welfare recipients and those employed in educational and job training programs. These policies forced tens of thousands of students enrolled in job training and college classes to quit them, frustrating their hopes of obtaining better-paying jobs.[clxvi] In response, students receiving welfare organized at the state and local levels to demand their rights to enroll in community colleges, four-year colleges, and job training programs.[clxvii] Activists also protested in support of stopping the five-year clock for recipients enrolled in high school, college, or job-training programs.[clxviii] These campaigns, which crossed the educational and welfare policy domains, often involved school administrators, teachers, and other students, who were concerned with maintaining access to, and demand for, educational programs.

Other campaigns focused on opposing threats to welfare recipients’ rights as women, sometimes with the support of feminist organizations. For example, feminist organizations filed legal challenges to the child exclusion policy, which denied additional assistance for a child born to a woman already receiving welfare. These groups claimed that this measure not only discriminated against children based on the conditions of their birth, but restricted women’s reproductive choices. Feminist organizations persuaded Congress to adopt a “domestic violence option” that allowed states to exempt battered women from new work requirements and time limits.[clxix] Various groups also contested the use of federal welfare money to promote marriage, pointing out how it discouraged women’s independence and might pressure poor women to stay in abusive relationships. Members of GrassRoots Organizing for Welfare Leadership (GROWL, a national coalition of 50 organizations in 20 states), for example, raised awareness about the problems with marriage promotion through protests and a policy briefing in Washington D.C., attended by more than 90 legislative staff.[clxx]

Campaigns challenging nativist and racist welfare policies and practices involved immigrant rights organizations, ethnic organizations, and welfare advocacy groups. Such groups joined together in opposing rules restricting legal immigrants’ right to welfare, organizing numerous marches, demonstrations, and legislative visits to prevent their implementation at the state and federal levels.[clxxi] Various advocacy groups around the nation also documented and opposed the lack of translation services and other problems that prevented immigrants, racial minorities, and other poor people from getting access to welfare.[clxxii] Drawing lessons from these local campaigns, activists drafted a national bill, the Racial Equity and Fair Treatment Bill. The introduction of this bill helped to reframe public debates about welfare reform, but it failed to win much Congressional support.[clxxiii]

Given the limits of existing U.S. welfare policies, it is not surprising that some welfare rights groups, namely the Philadelphia-based Kensington Welfare Rights Union formed in 1991, drew on internationally recognized economic human rights policies to build alliances among various groups of poor people and challenge the implementation of welfare reform policies. In June 1997, Kensington members launched a Poor People’s Economic Human Rights campaign and organized a ten-day “March for Our Lives” from Philadelphia’s Liberty Bell to the United Nations headquarters in New York City. The following year, it organized a “freedom bus tour” by poor people and their allies. Visiting 35 cities, participants collected testimonies of violations of economic human rights and attended various local protests and marches around the country.  The tour ended in a National Tribunal at the Church of the United Nations. Also in 1998, Kensington members and their allies held a Poor People’s Summit on Human Rights in Philadelphia, which drew about 400 people, out of which developed the Poor People’s Economic Human Rights Campaign, involving over fifty grassroots organizations. Participants pressured public officials to comply with international human rights standards, and used public hearings at state, local, and international levels to raise awareness of poor people’s unmet needs, with some efforts more successful than others. As part of this campaign, Kensington members organized a march from Washington DC to the United Nations headquarters in 1999. The group also organized demonstrations at the 2002 Winter Olympics in Salt Lake City, Utah, using the opportunity to gain international media coverage of the plight of poor people in the United States.[clxxiv]

Some demands failed to attract much support outside of the traditional welfare advocacy community as they challenged the central thrust of welfare reform policies and the new “gendered consensus”[clxxv] that poor mothers should be employed rather than stay at home to care for their children. In 1999, a national moratorium on time limits for welfare benefits was called by the People’s Network for a New Safety Net.[clxxvi] “Stop the Clock” protests were waged in 25 states calling for a moratorium on federal time limits.[clxxvii] While these protests involved allied groups, such as children’s and women’s advocates, they mainly involved traditional welfare advocacy organizations. Likewise, protests and demands calling for the abolition of welfare-to-work requirements on the grounds that they devalued poor women’s caregiving work did not receive much support outside of grassroots welfare rights organizations, limiting their impact.[clxxviii]

 

New Allies for Welfare Rights: Immigrant Rights and Labor Activists

The campaigns examined in this book focus our attention on two types of “cross-movement coalitions” that formed in post-PRWORA struggles for welfare justice: coalitions between the labor movement and welfare rights movement and those between the immigrant rights and welfare rights movement. The boundaries of each of these movements, like all social movements, are blurry and overlapping. Yet, analytically distinguishing these movements helps us to better understand the dynamics and trajectory of the alliances formed in this period of welfare history as well as some of the inter-organizational tensions that occurred. Coalition building between welfare rights groups and other types of organizations was facilitated by the coincidence of welfare reform with the rise of the immigrant rights movement and efforts to revitalize the labor movement. Labor activists and immigrant rights activists were responding to their own sets of threats, only some of which overlapped with welfare rights issues. In joining welfare rights struggles, they were also shaped by, and contributed to, internal shifts within these two movements. A convergence of political forces thus came together in the late 1990s to broaden the scope and the scale of welfare rights activity.

The labor movement as a whole was not particularly active in the post-PRWORA struggle for welfare justice, but a number of labor organizations did join it. In 1998, Jobs for Justice rallied thousands in over 60 cities for a national day of action against welfare reform, calling attention to the lack of good job opportunities for welfare recipients.[clxxix] Unions also became involved in joint campaigns to organize workfare workers with community groups in cities where the labor movement was relatively strong: New York City, San Francisco, Los Angeles, several counties in New Jersey, and Baltimore. These campaigns sought to defend welfare-to-work participants’ rights as workers, to improve their working conditions, and to increase their opportunities for regular employment.[clxxx] In Chicago, an AFSCME local representing welfare employees participated in public hearings and “accountability council” meetings, developed with other labor and community organizations, where welfare clients and welfare employees brought public attention to the problems associated with the implementation of welfare reform. One such public hearing effectively raised public controversy about the policy of calling clients en masse for redetermination of their eligibility on short notice, a policy that led to large numbers of wrongful benefit terminations. Soon after the hearing, welfare managers ended this policy.[clxxxi] Unions also helped to form Working Massachusetts, an alliance of unions, welfare rights activists, and other advocacy groups. Unions provided staff time, money, and members’ support for the organization, which opposed the privatization of social services and time limits on welfare, sought to reduce welfare caseloads, and improve training opportunities and child care services for welfare recipients. Union members and welfare recipients promoted their welfare agenda through joint lobbying campaigns, protests, and education and outreach efforts. Unions, such as AFSCME, also promoted welfare rights during Congressional hearings on welfare reform reauthorization.[clxxxii]

While we should not exaggerate its extent, this level of interest in welfare issues by organized labor was markedly greater than what occurred in earlier decades. Prior to the late 1990s, most campaigns to organize job training participants, unemployed workers, and welfare recipients were initiated by community organizations.[clxxxiii] Although some unions supported the efforts to organize unemployed workers in the 1930s and supported the National Welfare Rights Organization (NWRO) in the 1960s, most unions ignored these campaigns. Some union leaders even opposed the NWRO’s demands, such as demands for a guaranteed income, which they viewed as undermining the work ethic. They also expressed alarm over the expansion of welfare-to-work and job training programs, claiming that participants would compete with other workers for jobs and reduce unions’ bargaining position within the public sector.[clxxxiv] Many union leaders thus helped to reinforce long-standing divisions between employed and unemployed workers rather than encouraging greater solidarity among them.

Even today, there are many barriers preventing service providers, only some of whom are unionized, from joining welfare recipients in their struggles to improve welfare programs. Fieldwork and interviews in New York, for example, identifies multiple barriers that create social distance between contract welfare caseworkers and their clients, even though both groups are contingent workers. First, welfare caseworkers are high-end contract workers with relatively good wages and benefits, while WTW participants mostly gain employment in low-wage temporary positions with few, if any, benefits. Second, staff frequently view themselves as superior to their clients; they view themselves as positive role models for their clients, and they tend to blame their clients’ underemployment on personal defects rather than systemic problems with the low wage job market. Moreover, caseworkers have an antagonistic and paternalistic relationship with their clients as they monitor them and enforce welfare regulations through a system of rewards and punishments, providing clients with access to cash aid and services, or implementing sanctions and case closures, in an effort to modify clients’ behavior. Caseworkers view themselves as enforcers of strict policies that they believe are designed to help their clients to become more self-sufficient, glossing over their clients’ needs or the structural problems they face, such as the lack of good-paying and stable jobs and racial discrimination by employers. Such views, and the differential power of caseworkers and their clients, reinforce class divisions between caseworkers and their clients rather than fostering solidarity between them.[clxxxv] Similar barriers often create distance between public sector welfare workers and their clients.

Of course, the challenges of building community-labor alliances are not isolated to welfare issues; such challenges have generally been great within the United States, where workers are divided by race, gender, and ethnicity. Although there were notable exceptions, especially with the Congress of Industrial Organizations (CIO) in the 1930s and the United Farm Workers in the 1960s, U.S. unions were generally reluctant to incorporate social movement tactics and to strengthen community-based movements for social justice.[clxxxvi] Union leaders feared that community groups lacked sufficient resources to justify a partnership and would divert attention and resources away from workplace issues and union recruitment.[clxxxvii] Such fears partly stemmed from declining union membership but they also reflected the influence of “business unionism,” which became widespread in the U.S. labor movement after World War II when the labor movement shifted to the right and leftists were purged from leadership positions. Under the “business unionism” model, unions became top-down “service bureaucracies” that narrowly focused on serving existing members through highly institutionalized collective bargaining and grievance procedures.[clxxxviii]

There were at least three reasons why labor unions mobilized in response to welfare reform. First, the implementation of welfare reform posed multiple threats to unions and their members. The privatization of welfare services and other rollbacks in social services threatened public sector unions with job loss. The influx of welfare-to-work participants into the public sector also threatened to displace unionized workers and to erode their bargaining position. The loss of welfare entitlements coupled with the implementation of welfare-to-work programs shredded the safety net for all workers, undermined the wage floor, and increased job competition by pushing millions of welfare recipients into the low wage labor market.[clxxxix] Second, the rising cost of living, stagnant and declining real wages, and the rise in contingent (and insecure) employment increased unions’ interest in expanding access to supportive services for low-income workers, such as child care and health care. The implementation of welfare reform created new opportunities for pushing through such expansions as policy-makers at all levels sought ways to “make work pay” and to ease the transition from welfare to work.

Finally, the spread of social movement unionism into the mainstream U.S. labor movement in the 1990s encouraged unions to become involved in welfare rights campaigns. Social movement unionism refers to a number of internal political orientations and practices, including a broad understanding of the working class, attention towards community and political issues as well as the use of social movement tactics and bottom-up processes of organizing and decision-making. Of course, actual unions rarely exhibit every dimension of social movement unionism; many unions, for example, get involved in political issues, but fail to use direct action or empower their rank-and-file members.[cxc] Social movement unionism encouraged unions to become active in policy debates around welfare reform that affected their members; it also encouraged unions to put more resources into organizing workers, particularly non-traditional and low-wage workers, such as home-based child care providers and workfare workers.   

Social movement unionism spread in the 1990s for a number of reasons. First, the leadership of John Sweeney and the New Voice slate encouraged AFL-CIO unions to invest more resources into labor organizing. Greater inclusion of women and people of color within organized labor as well as organizers with experience in other social movements also fostered social movement unionism and a greater interest in community issues.[cxci] Finally, there was a sense of crisis within the labor movement as membership declined, Republicans gained power, and unions confronted rising threats of layoffs, greater economic insecurity, and other pressures associated with neoliberal restructuring and economic globalization. This perceived crisis encouraged union leaders to embrace tactical innovation.[cxcii] As a result, unions increasingly relied on community support for labor campaigns.[cxciii] Unions and central labor councils also became more active in voter mobilization and efforts to influence public policies.[cxciv] Unions’ involvement in welfare rights campaigns thus reflected broader political shifts within unions as well as a recognition of the ways that welfare reform threatened workers’ and union members’ interests.

Immigrant rights advocates also participated in the struggle for welfare rights in the late 1990s. Efforts to restore or replace legal immigrants’ access to welfare benefits that were lost through PRWORA were part of a much broader struggle to defend and expand the rights of immigrants. The immigrant rights movement rose to new heights in the 1990s and early 2000s in response to a backlash against immigrants that had been growing since 1980. That anti-immigrant backlash included the promotion of Congressional legislation that aimed to reduce the levels of immigration through tougher border enforcement, country-level restrictions on the numbers of legal immigrants allowed to enter the U.S., and sanctions on employers that hired undocumented immigrants. Nativist organizations also attempted to deny citizenship to US-born children of immigrants and to curtail other rights of undocumented immigrants, including their right to obtain drivers’ licenses, public education, and social services. These efforts were particularly strong in California in the early 1990s, contributing support for a series of bills in the state legislature. Many of these bills aimed to restrict undocumented immigrants’ rights to use social services. Electoral support for such efforts was expressed through passage of California Proposition 187 in 1994, which threatened to deny undocumented immigrants access to public social services, including public education. As welfare reform was being debated by Congress in the 1990s, anti-immigrant organizations and politicians promoted the inclusion of federal restrictions on legal immigrants’ rights to public assistance and social services.[cxcv]

Immigrant rights advocates sought to counter this backlash and to also shape immigration reform laws. In the 1980s and 1990s, various organizations and institutions, including the Catholic Church, engaged in Congressional lobbying.  Immigrant rights advocates opposed employer sanctions for hiring undocumented immigrants and guest worker programs, and they pushed for the legalization of undocumented immigrants already residing in the U.S.. They also mobilized voters against California Proposition 187. After its passage, advocacy organizations filed a series of lawsuits against the new law. They also organized protests against the measure, including demonstrations by teachers and students, and marches, the largest of which drew together more than 70,000 opponents, mostly Latino, in Los Angeles. Proposition 187 was eventually overturned through a court ruling in 1997.[cxcvi] Like many social movements, there were radical and moderate wings of the immigrant rights movement. While radicals called for full amnesty for all immigrants and defended the rights of undocumented immigrants, moderates sought more limited legalization programs and focused on defending the rights of legal immigrants.[cxcvii]

Various factors facilitated the mobilization of immigrants and their allies in support of immigrants’ rights in this period. These included the growing size of the immigrant population and its various ethnic communities, which were also geographically concentrated. Civic and grassroots organizations providing services to, or advocating on behalf of, the rights of immigrants or particular racial or ethnic groups also grew alongside them. Various other organizations and institutions also became more active in the struggle for immigrants’ rights, including the Catholic Church, other religious institutions, workers’ centers, and labor unions. These civic organizations and institutions helped to provide the leadership and resources needed to mobilize people. Collaboration across race and ethnicity was encouraged by the formation of various formal and informal coalitions in response to anti-immigrant bills and legislation.

While the immigrant rights movement was growing in the 1990s and the early 2000s, it was still maturing and had not yet reached its peak of mobilization. Much of the activity was defensive, responding to the threats to immigrants’ rights posed by various state and national laws and policy proposals. In this stage of the immigrant rights movement, much of the activity on behalf of immigrants involved lobbying, citizenship drives, service provision, legal advocacy, and voter mobilization, although various demonstrations and marches also occurred. Protests against California’s Proposition 187 in 1994 drew together as many as 70,000 people at a time. Yet, the size of those protests paled in comparison to the immigrant rights marches and rallies that emerged in the spring of 2006. Demonstrations against House Resolution 4437 (the Sensenbrenner King bill, which sought to change unauthorized presence in the U.S. from a misdemeanor to a felony and made it a crime to provide aid to undocumented immigrants), involved millions across several major cities in the U.S. The historic March 25, 2006 protest march in Los Angeles drew more than half a million people.[cxcviii]

In short, the implementation of federal welfare reform presented overlapping threats to the rights of welfare recipients, immigrants, and service providers, which encouraged the formation of cross-movement coalitions in support of welfare rights. The implementation of federal welfare reform also coincided with other threats to workers’ rights and to immigrants’ rights and rising activism confronting those threats among immigrants, unionized workers, and their allies. This convergence facilitated the formation of new, cross-movement coalitions for welfare rights in the late 1990s and early 2000s. These coalitions, and their success, depended upon the local willingness and capacity of activists to build bridges and to mobilize however. This book helps to explore the conditions under which both unions and service providers were able to join forces with welfare recipients to improve welfare policies, and with what results.

 

Outcomes of Post-PRWORA Welfare Rights Activism

Even when new groups joined welfare rights campaigns in the late 1990s, most remained fairly small-scale. Local events usually involved only a few hundred, and at the most a few thousand people. As the former director of the National Campaign for Jobs and Income Support commented, “This has not been a ‘movement period’ comparable to the welfare rights movement of the 1960s and 1970s. We do not see large numbers of people in the streets or at the welfare office demanding change…”[cxcix] While other movements, such as the anti-war movement, the immigrant rights movement, and the movement for global justice rose to new heights in the late 1990s and early 2000s, welfare rights activism did not gain such wide popularity.

The small scale of post-1996 welfare rights campaigns reflects the enormous challenges that the current welfare system creates for organizing a mass based welfare rights movement. The U.S. welfare state provides public assistance through means-tested and categorical programs, which minimizes public support for it. Public assistance is provided to only the very poorest citizens.[cc] The vast majority of people living in the U.S., including millions of the “working poor,” do not identify with welfare recipients or feel directly affected by welfare reform. This is true despite the fact that welfare reform affects all working class people by keeping the wage floor low and increasing job competition at the bottom of the labor market. These impacts of welfare reform on the working class are indirect and not widely recognized. Because public assistance is provided through a variety of categorical programs, this divides poor people into distinct constituencies with particular claims about their needs and worthiness for assistance.[cci]  

The implementation of federal and state welfare reform policies also created additional barriers to organizing public assistance recipients, even as it brought greater public attention to welfare issues. Tough new welfare-to-work requirements increased the time that welfare mothers spent working and transporting themselves to and from their workplace and their children’s daycare, reducing their time to organize or protest. The implementation of welfare reform, coupled with a booming labor market in the late 1990s, also led to rapid declines and high turnover in the welfare population as tens of thousands of welfare recipients left welfare for paid employment and welfare became harder to access.[ccii]

Even when welfare rights activists mobilize and gain media attention, they face an uphill battle in challenging the marginalization of adult welfare recipients within U.S. society. As Schneider and Ingram (1993) argue, the construction of policy targets sends powerful messages both to that target group and the broader public. Politicians, corporate-sponsored think tanks, and other groups promoted welfare reform policies in the 1990s by appealing to all sorts of negative, racially charged, and sexist stereotypes of public assistance recipients, portraying them as lazy and irresponsible, and therefore in need of strict rules to discipline them. This demonization of welfare recipients discourages non-beneficiaries from empathizing with them.

In the aftermath of PRWORA, welfare rights activists spent considerable energy in trying to reframe the public discourse about welfare reform in order to gain greater support for their goals. Concerned with the biases in elite-sponsored welfare reform evaluations, for example, the National Welfare Monitoring and Advocacy Project involved 20 national and local organizations in documenting and publicizing the negative impacts of welfare reform.[cciii] In Kentucky, a community-run media group disseminated radio spots and videos that challenged the idea that poverty was due to a lack of the work ethic; they highlighted the shortage of good employment and educational opportunities within Appalachia.[cciv] Activists affiliated with GROWL attempted to reframe public debates by disrupting a national conference on welfare reform. At the opening ceremony, GROWL members wore gags to represent how they felt silenced by this foundation-sponsored conference, which presented a narrow and conservative perspective on welfare reform and was dominated by white male scholars and policy-makers. They organized protests against, or vocally criticized, presentations by various conservative scholars, such as Charles Murray, and presented their own viewpoints during the closing ceremony.[ccv] Welfare rights organizations faced an uphill battle in these efforts to reframe public debates about welfare as they seldom had a fraction of the resources or air time provided to their adversaries in political office and corporate-sponsored think tanks.

Not only are welfare recipients demonized, so are the groups that organize them. The media scandals surrounding the Association of Community Organizations for Reform Now (ACORN) in 2009 which led to the demise of many of its state and local chapters and the withdrawal of federal funds from the organization illustrate this point.  ACORN, a national federation of multi-issue organizations representing people with low and moderate incomes in more than 70 cities in 2009, was founded in 1970 by former organizers with the National Welfare Rights Organizations. True to its roots, a number of ACORN chapters responded to the implementation of federal welfare reforms in the 1990s by organizing welfare recipients and providers of subsidized child care. As documented in this book, these campaigns helped to defend low-income people’s rights in an era of welfare retrenchment. Other ACORN campaigns, including those to curb predatory lending by banks and in support of local living wage ordinances, were also successful. Perhaps because of such success, the organization came under fire by conservative groups and the mainstream media for a series of scandals in 2008 and 2009. First, the organization came under fire by conservative Republicans for voter fraud in 2000. Although an U.S. Attorney General’s investigation cleared the organization of these charges, voter fraud allegations quickly resurfaced in the mainstream press in 2008 after Barack Obama was elected as President, even though the organization had reported voter irregularities to authorities. Rumors about the misuse of public funds by the organization’s founder, Wade Rathke and his brother, were also circulated by the mainstream news, despite efforts by national staff and leaders to address such problems. Finally, conservative groups and the mainstream media circulated selectively edited videotape of ACORN staff from various offices around the nation giving tax and housing advice to right-wing activists who were disguised as a pimp and a prostitute. Although the organization attempted to improve the management and accountability of its staff, including firing many of the workers involved in the scandals, the public image of the organization was ruined. National surveys showed that a majority of those polled had an unfavorable opinion of the organization, and public and private funders alike withdrew money from the organization. Staff and leaders of the organization’s largest chapters were forced to close their offices and disaffiliate from the national federation. As John Atlas and Peter Dreier persuasively argue, ACORN’s experience reveals both how conservative groups carry out an “orchestrated campaign” to demonize progressive organizations and activists, and the complicity of the mainstream news media.[ccvi] More commonly, the activities of welfare rights organizations are simply ignored by the mainstream press.

Despite the enormous challenges facing welfare rights activists, they did manage to make policy gains in the late 1990s and early 2000s. Overall, welfare rights activists were more influential at the state and local levels, where it was both easier to mobilize poor people and their allies and where political conditions were sometimes more favorable than at the national level. Republican control of Congress and the rightward shift in Democrats’ positions on welfare issues prevented welfare rights activists from winning very much at the national level. Nevertheless, activists did manage to protect or restore benefits at the national level for certain groups of poor people that were threatened by PRWORA, especially when their demands gained support beyond poor people and welfare advocacy organizations. For example, women’s rights groups managed to win Congressional support for the “domestic violence option,” which allowed states to exempt victims of domestic violence from time limits and work requirements. Immigrant rights activists persuaded Congress to restore some of the benefits that legal immigrants lost in 1996. Child welfare and women’s rights groups also persuaded Congress to increase federal funding for publicly subsidized child care.

Even at the state and local levels, the victories of poor people’s movements seem puny in comparison to the major policy gains that were made in other historical periods, such as the 1930s and 1960s, when poor people’s movements arose to new heights and led to the creation and expansion of welfare programs. Instead, in the decade after the passage of PRWORA, welfare rights actions were fairly small-scale and most often led to the rejection of proposed cutbacks or restrictive regulations at the state or local levels, or improvements in operational procedures. Some welfare rights groups eliminated or eased restrictive policies and practices that prevented poor people from obtaining welfare. Make the Road By Walking in New York City, for example, obtained a favorable federal court ruling and a federal investigation that forced city officials to respond to activists’ concerns about the lack of translation services and treatment of immigrants in welfare offices.[ccvii] Members of the Idaho Community Action Network, successfully persuaded the state welfare officials to adopt many of its policy recommendations, including elimination of the assets test for welfare eligibility, shorter application forms, and ending discriminatory practices in welfare offices towards those not fully proficient in English.[ccviii] In Maine, Kentucky, and other states, welfare rights activists managed to expand the educational opportunities for welfare-to-work participants.[ccix] In New York City and Los Angeles, they persuaded local politicians to create transitional jobs programs for welfare-to-work participants.[ccx] Welfare rights groups also prevented or slowed down the privatization of public social services in various cities and expanded state spending on subsidized child care.

These were small, but important, victories. They made a tangible difference in people’s lives, given the political weight and momentum behind efforts to push poor people into the low-wage labor market and to de-fund, restrict access to, and privatize social services. Even when they were unable to halt cutbacks or make policy gains, welfare rights organizations had a positive impact on low-income people’s lives; they helped to give low-income people a collective voice. They helped welfare recipients and other poor people to assert their rights to income and social services, and to challenge negative stereotypes about the poor, and to make the claim that the economic system and policy-makers are key to the generation of poverty.[ccxi]

 

 

 

 

Appendix: Data and Methods

My research is based on multiple data and methods. I interviewed a total of 110 people between 1998 and 2008. These included 44 people in California and 66 people in Wisconsin. Most of these interviews took place in Los Angeles and Milwaukee and were with organizers, staff members, or leaders of grassroots welfare rights groups, advocacy organizations, unions, and service agencies that were involved in various welfare rights campaigns, although a few of these interviews were with rank and file members. To better understand some of the problems confronting low-income people and welfare politics, I also interviewed 7 former welfare recipients and several staff of homeless shelters, 4 local policy-makers, and a staff person at the Wisconsin Legislative Audit Bureau. Interviews with welfare rights advocates focused on their views on welfare reform, how their organizations tried to influence state or local welfare policies, their collaboration with other groups, and the results of their efforts.  Interviews typically lasted about an hour, with some interviews lasting several hours. Most of these interviews were audio-taped and later transcribed in whole or in part. Six informants from Milwaukee and one informant from Los Angeles were interviewed multiple times in order to follow-up on the results of various campaigns and to update my information.

When possible, my interviews were supplemented with field research. My interest in this book initially grew out of my observation of a public forum on welfare reform that took place in Los Angeles in 1997 and my volunteer work for the Los Angeles office of the Association of Community Organizations for Reform Now (ACORN), which began in 1998.  At that time, ACORN was organizing General Relief recipients as workfare workers and calling for improvements in their labor and employment rights.  This volunteer work quickly drew me into other welfare rights events taking place in California.  I participated in countless meetings, public forums, conference calls, rallies, demonstrations, and sit-in protests organized by various welfare rights groups in Los Angeles between 1997 and 2007.  I also observed activists’ coalition meetings and organizational membership meetings and listened to testimonies at various public hearings. Through this participation I talked with both organizers and rank and file members of various campaigns as I sat beside them on the bus en route to a rally or protest, sat beside them at various events and meetings, offered rides to members, or participated in conference calls. These conversations deepened my understanding of these campaigns and the organizations involved in them and helped to fill gaps in my knowledge. 

Given my time and budget constraints, I was unable to conduct nearly as much field research in Milwaukee as I was able to do in Los Angeles. The only events and meetings that I was able to observe were those that coincided with my research visits to Milwaukee. These included a protest organized by Welfare Warriors, several meetings of the W-2 [Wisconsin Works] monitoring committee, a public forum about a job creation proposal, and a task force meeting organized by members of HOSEA. To overcome my lack of field research in Wisconsin, I interviewed more people there. I also conducted eleven follow-up interviews in order to update my information.

For both California and Wisconsin, I examined accounts of welfare rights campaigns that were contained in newspaper articles, organizational literature, and other reports. Through my interviews and field research, I gathered organizational literature, including newsletters, flyers, meeting minutes, and other literature produced by welfare rights activists that described their campaigns. I also drew on relevant newspaper articles and research reports focusing on the administration of local welfare programs, welfare policy debates, and changes in welfare policies. Reports by journalists and researchers helped to verify activists’ recollections of events, to update my research on on-going campaigns, and to compare activists’ perspectives with those of policy-makers and opponents.


Table 1.1: Welfare Policies in California and Wisconsin

TANF Policies

California

Wisconsin

Most severe sanction for non-compliance.

Adult portion of grant for 6 months

Entire grant permanently

Application of sanction rate, compared to most other states

Low

High

Permitted all work activities allowable under federal law

Yes

No

Exempts adult recipients from work requirements and time limits if they are sick or incapacitated.

Yes

No

Exempts adult recipients from work requirements and time limits if they are caring for a sick or incapacitated person.

Yes

No

Exempts recipients aged 60 or more years from work requirements and time limits.

Yes

No

Exempts victims of domestic violence from work requirements and time limits

Yes

No

Maternity leave from work requirements (months after birth of an infant).

12

3

Exempts recipients from time limits if child is 3 months or less in age.

No

Yes

Exempts from time limits unemployed recipients cooperating with welfare regulations.

No

Yes

Other Welfare Programs

 

 

 Number of federal benefits replaced to legal immigrants

4

2

Requires counties to provide General Assistance.

Yes

No

Table 1.2: Selected Characteristics of Los Angeles and Milwaukee

 

                                    Los Angeles-Long Beach              Milwaukee-Waukesha     

 

Labor Force

(PMSA, 1998) a                                                        4,645,468                             809,079              

                                               

Unemployment Rate                                                   6.5%                                          3.3%                    

(PMSA, 1998) a

 

Unemployment Rate                                                   7.4%                                          5.2%                   

 (Central City, 1998) a            

GR WELFARE-TO-WORK participants b             15-26,000                                    ------

TANF WELFARE-TO-WORK participants b      60,537                                          14,121  

 

All WELFARE-TO-WORK participants b         75,537-86,537                                 14,121  

 

Sources: a) unemployment rates are annual averages; of Bureau of Labor Statistics (1999a,1999 b) These welfare-to-work figures are for June 1998 and include participants in educational and training programs, and so are larger than the actual size of the workfare population (data not available). They give a rough approximation of the relative sizes of the populations that activists sought to organize in each city however.  Monthly total from Wisconsin Department of Workforce Development (1998); estimate from Citizens for Workfare Justice (1998); monthly total from Los Angeles Department of Public Social Services (1998).


Table 1.3: Demographic and Political Characteristics

 

                                                            California                      Wisconsin

Percent of the population

that is foreign-born, 1996*                    25.6%                          2.9%

 

Percent of the population

that is Latino, 1996**               27.9%                          2.1%

 

Percent of the population

that is Asian, 1996**                            11.7%                          1.4%

 

Average AFDC***

Payment, 1996                                     $198                            $155   

 

Percent of Legislators

Who Are Latino, 1996****                 11.7%                          0%

------------------------------------------------------------------------------------------------------------

*Source: Zimmerman and Tumlin, 1999; U.S. Census Bureau 1997.

** Source: U.S. Census Bureau 1997.

***Source: U.S. Department of Health and Human Services, 1998.

****Source: The Council of State Governments, 1998; National Association of Latino Elected Officials Educational Fund, 1997.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Endnotes



Chapter 1

[i] See Pierson 1994, Stefancic and Delgado 1996, Teles 1996, and Weaver 2000. 

[ii] Mink 1998; Hays 2003; Gilens 1999; Neubeck and Cazenave 2001; Fording, Soss, and Schram 2007.

[iii] Pierson 1994, 1996, 2001a, b, c.

[iv] These figures are for Temporary Aid to Needy Families (Brown 2010).

[v] Albelda 2001; Hays 2003a: 55; Legal Momentum, The Women’s Legal Defense and Education Fund 2011; Loprest 1999; Savner et al. 2002: 4; Weicher 2001: 19.

[vi] Legal Momentum, The Women’s Legal Defense and Education Fund 2010.

[vii] Gornick and Meyers 2003; Neubeck 2006. These international measures of the poverty rate are based on the percent of the population that earns 50 percent or less of the country’s median income (Gornick and Meyers 2003: 75).

[viii] Christopher 2002.

[ix] The poverty rate was 20.7% for all persons below 18 years (DeNavas-Walt, Proctor, and Smith 2010).

[x] For 2009, the poverty rate is 35.4% among African-American children and 33.1% among Latino children (U.S. Census Bureau 2010a).

[xi] U.S. Census Bureau 2010b.

[xii] U.S. Census Bureau 2010a, b.

[xiii] The federal government’s two official measures of poverty—the poverty threshold and the poverty guideline-- were developed in the 1960s. These measures are based on two slightly different estimates of the annually adjusted cost of a minimally sufficient diet for a family of a given size. These estimates are then multiplied by three. This multiplier was chosen based on consumption patterns found in the 1950s, which suggested that families spent about one-third of its household income on food. Since the 1950s, the real prices of many goods and services have increased markedly, including the cost of housing, health insurance, child care, and transportation. The cost of living also varies greatly across U.S. cities and between urban and rural areas.

[xiv] In other words, these scholars suggest that the poverty guideline for a family of three in 2008 should be at least $35,200, rather than the federal government’s figure of $17,600; this latter figure that would place most female-headed households in poverty (Cauthen and Fass 2008).

[xv] Compared to welfare states in most other highly industrialized democratic nations, the U.S. welfare state is a residual one (Esping-Anderson 1990).

[xvi] It required states to have at least 50 percent of single adult TANF recipients engaged in at least 30 hours of “work activities” (20 hours of which should be actual work) and provided credit toward this goal for caseload reductions. Able-bodied adult recipients of Food Stamps with no dependent children (aged 18-49); they were denied assistance after three months if they did not work at least 20 hours per week or meet their state’s WELFARE-TO-WORK requirements unless exempt because of their area’s job shortages, high unemployment rates, or other reasons, recipients are required to work at least 20 hours per week or participate in a workfare program for the number of hours it would take for them to earn their benefits if they were paid the higher of the federal or state minimum wage. 

[xvii] Weaver 2000.  Polls, taken in 1993 and 1994, show that most respondents believed that recipients should be allowed to receive benefits at the end of their time limit if they worked for them. A 1993 survey found that more than 70 percent of voters were willing to make exceptions for the two-year consecutive time limit for mothers with pre-school children and those working part-time at low wages. About 60 percent of respondents did not think that work requirements should be applied to mothers of infants (Weaver 2000: 181-4; Garin et al. 1994).

[xviii] Mettler 2000; Schram 2006.

[xix] Polls taken in the 1990s also showed high levels of public support for job training for welfare recipients, with most respondents indicating a willingness to pay more in taxes to provide it (Weaver 2000: 181; Weaver, Shapiro, and Jacobs 1995: 620). The work first approach was encouraged by PRWORA’s stipulation that states only allow education to count as a work activity for twenty percent of their caseload (Gordon 2001: 13).  The policy was later revised so that 30 percent of recipients in each state are allowed to participate in educational activities as part of their mandatory WELFARE-TO-WORK hours.

[xx] The number of state GR programs declined from 25 to 13 (Gallagher 1999: 5-6).

[xxi] Sparks 2003.

[xxii] Brown 2010.

[xxiii] Albert and King 2001; Hays 2003a: 58; Rogers-Dillon 2001: 8-9; Weicher 2001: 19; Loprest and Wissoker 2002. The expansion of the Earned Income Tax Credit, child care services, publicly subsidized health insurance, and minimum wage increases in the 1990s also made it easier for poor mothers to leave welfare for work (Savner, Strawn, and Greenberg 2002: 3-5).

[xxiv] Brown 2010; Loprest 2003; Savner, Strawn, and Greenberg 2002: 3-5; New York Times 2002; An Urban Institute survey found that, “Thirty-two percent of welfare recipients were in paid jobs in 1999.  That number dropped to 28 percent by 2002.  Employment also declined among those who had just come off of the welfare rolls, slipping from 50 percent in 1999 to 42 percent in 2002” (Zedlewski and Loprest 2003).

[xxv] Brown 2010.

[xxvi]Loprest 1999; Rogers-Dillon 2001; Urban Institute 2001; Savner, Strawn, and Greenberg  2002: 3.

[xxvii] Studies of former welfare recipients who found employment showed that most were earning between $7.00 and $7.50 per hour in the late 1990s, and most did not work full-time and year round (Albelda 2001; Hays 2003a: 55; Weicher 2001: 19). Another review of more than 30 recent state-level “leaver studies” found that median wages ranged from $6.00 to $8.47 an hour, while a national survey by the Urban Institute found that the national median hourly wage for welfare leavers was $6.61 in 1997 and $7.15 in 1999 (Savner et al. 2002: 4; Loprest 1999, Chart 7). See also Legal Momentum (2011).

[xxviii] Burnham 2001; Legal Momentum (2011); Loprest 1999; Hays 2003a: 226.

[xxix] Hays 2003a: 59.

[xxx] This philosophy, associated with the welfare reform program adopted in Riverside, California, quickly spread across U.S. states and shaped policy debates in Western Europe, Canada, and Australia (Peck 2001).

[xxxi] Jones-DeWeever and Gault 2006; Legal Momentum 2011.

[xxxii] Legal Momentum 2011.

[xxxiii] Peck and Theodore 1999: 6; see also Peck 2001.

[xxxiv] Carroll 2001.

[xxxv] Cook 1998.

[xxxvi] Heuler-Williams 1998.

[xxxvii] Citizens for Workfare Justice 1998; Krinsky and Reese 2005.

[xxxviii] Falcocchio 2001. 

[xxxix] Work exemption rules varied across states, but commonly included welfare recipients with disabilities and victims of domestic violence (Pear 2002). On the impact of caseload reduction credits, flexibility in the use of federal Maintenance of Effort funds, the use of state funds to provide assistance to TANF recipients, and other administrative practices on the implementation of welfare-to-work requirements, see DeParle (2004: 220) and Brown (2010: 10-13).

[xl] Handler 1995; Handler and Hasenfeld 1991: 40.

[xli] Post 1997: 35; Tilly 1996.

[xlii] Business groups tried to cut labor costs even further by seeking exemptions from minimum wage and other labor laws for welfare-to-work participants, though they were not successful (Deparle 1997; Post 1997: 27; Rector 1997).

[xliii] Schram 2006; Wacquant 2009.

[xliv] Legal Momentum 2011.

[xlv] Rowe and Murphy 2006: 70-71.

[xlvi] This is the most recent Government Accounting Office analysis available (Brown 2010).

[xlvii] Legal Momentum 2011.

[xlviii] Brown 2010.

[xlix] Zedlewski et al. 2002.

[l] United States Congressional Budget Office 2005.

[li] Zedlewski et al. 2008.

[lii] These latter women were particularly vulnerable; they were abused as children, had children at an early age, did not finish high school, had little or no job experience, were currently involved with abusive men, and sometimes suffered from drug addictions (Scott, London, and Myers 2002).

[liii] Burnham 2001: 40-41.

[liv] U.S. Conference of Mayors 2009.

[lv] Farrell 2008: 93.

[lvi] Patriquin 2001: 87; Gordon 2001: 4.

[lvii] Farrell 2008: 93, 112.

[lviii] Schott and Finch 2010.

[lix] Legal Momentum 2011.

[lx] Collins and Mayer 2010; Dohan 2003; Edin and Lein 1997; Legal Momentum 2011.

[lxi] Legal Momentum 2011: 7.

[lxii] Bronfenbrenner 2009.

[lxiii] Greenhouse 2008: 5.

[lxiv] Greenhouse 2008: 9.

[lxv] DeNavas-Walt, Proctor, and Smith 2009.

[lxvi] Brown 2010.

[lxvii] Collins and Mayer 2010.

[lxviii] The New York Times 2009.

[lxix] Realty Trac 2010.

[lxx] U.S. Bureau of Labor Statistics 2010.

[lxxi] Anderson 2011; Williams and Hegewisch 2011.

[lxxii] Center for Budget and Policy Priorities 2009, 2010.

[lxxiii] DeVerteuil, Marr, and Snow (2009) identify four forms of resistance among homeless people to anti-homeless ordinances and displacement: exit, adaptation, persistence, and voice. Only the latter involves collective action, while the former forms refer to individualized responses.

[lxxiv] DeParle 2004: 16.

[lxxv] DeParle 2004:59.

[lxxvi] For a good review of these reforms, see DeParle 2004: 165-170 and Collins and Mayer 2010: 57-58.

[lxxvii] Hein 2002.

[lxxviii] Collins and Mayer 2010: 56-57.

[lxxix] Collins and Mayer 2010: 59; Wilayto 1997; Hudson Institute 2002.

[lxxx] Manhattan Institute 2002; Stefancic and Delgado 1996: 86; Rector 1997.

[lxxxi] Handler 2004; Reese 2007.

[lxxxii] Flaherty 1997; Sharma-Jensen 1997.

[lxxxiii] Carleton 1998; Dresang 1998a; Hein 2002; Mayers 1999a, b.

[lxxxiv] Hein 2002.

[lxxxv] The Cairns Post 2000; Mendes 2003: 42.

[lxxxvi] U.S. General Accounting Office 2000.

[lxxxvii] In total, forty-two out of fifty states deny recipients’ entire benefit or close the case as the most severe form of sanction when recipients are not compliant with program rules. However, most states do this for only a limited time period, ranging between 1 and 12 months (Rowe and Murphy 2006).

[lxxxviii] California, along with 24 states, exempts from work requirements mothers of infants that are less than 12 months old. Like only 12 other states, Wisconsin exempts mothers with infants only when they are 3 months old or less. Unlike Wisconsin, California exempts ill or incapacitated recipients (like 11 other states), those caring for an ill or incapacitated person (like 9 other states), those 60 years or more in age (like 7 other states), and victims of domestic violence (like 13 other states). California also extends the time limit for all of these groups whereas Wisconsin has not. The only time limit exemption that Wisconsin has authorized that California has not is an exemption for recipients caring for an infant 3 months or less in age. Wisconsin, unlike California, also extends the time limit for recipients that are cooperating with welfare regulations but unable to find employment (Rowe and Murphy 2006). In practice, however, recipients, especially those in Milwaukee, were frequently denied welfare if they were deemed “job ready,” even if they had no employment offer.

[lxxxix] Collins and Mayer 2010: 65.

[xc] Collins and Mayer 2010: 23.

[xci] Peck 2001.

[xcii] Collins and Mayer 2010: 29.

[xciii] Milkman 2006.

[xciv] Staggenborg 1986: 375.

[xcv] Amenta, Hoffman, and Young 1999: 6-7; see also Amenta and Young 1999.

[xcvi] For example, see Noble 1997 and Lieberman 1998.

[xcvii] Marston 2000.

Chapter 2

[xcviii] Lipset 1950.

[xcix] Jenness, Meyer, and Ingram 2004: 300. As Deleon (1999) points out, these phases have been conceptualized differently by various scholars. Laswell (1971) initially distinguished seven stages in the policy process (intelligence, promotion, prescription, invocation, application, termination, and appraisal), which were later condensed by Brewer (1974) to six stages: initiation, estimation, selection, implementation, evaluation, and termination.

[c] Deleon 1999: 23.

[ci] Sabatier 1999.

[cii] For example, see Hicks 1999; Noble 1997; Quadagno 1984, 1985, 1994; Piven and Cloward 1993 [1971], 1977; Peck 2001.

[ciii] Reese 2005.

[civ] Collins and Mayer 2010; Peck 2001; Peck and Theodore 1999; Tilly 1996; Wacquant 2009.

[cv] Ridzi 2009.

[cvi] Mink 1998; Gordon 1994; Brown 1999; Fording 1997; Gilens 1999; Fording, Soss, and Schram 2007; Lieberman 1998; Mettler 1998; Neubeck and Cazenave 2001; Quadagno 1994.

[cvii] Reese 2005.

[cviii] Reese 2005.

[cix] Wacquant 2009.

[cx] Albelda 2001: 71; Institute for Women’s Policy Research 1994; Duncan 2000: 435; Reese 2005, Chapter 1.

[cxi] One exception to this is the higher rate of Supplemental Security Income usage among immigrants, especially Asian refugees, in 1989 (Bean, Van Hook, and Glick 1997: 448).  Blau 1984; Chang 2000: 21-32; Jensen 1988; Kposowa 1998: 147-159; Tienda and Jenson 1986. Clark and Passel (1993), cited in Calavita 1996: 290; National Research Council of the National Academy of Sciences, cited in Moore 1998, Suarez-Orozco and Suarez-Orozco 1995: 28-35.

[cxii] Gilens 1999; Hondagneu-Sotelo  1995; Neubeck and Cazenave 2001; Schram, Soss, and

Fording 2003.

[cxiii] By 1994, almost 62 percent of married women (husband present) with children under six were employed, more than double the figure for 1970 (U.S. Bureau of the Census 1994). Polls taken in the mid-1990s found that most respondents supported time limits for welfare and work requirements for mothers with children under three (Weaver 2000: 177-183).

[cxiv] Skocpol 1992.

[cxv] Piven and Cloward 1977b; Amenta 1998.

[cxvi] Amenta 1998, 2006.

[cxvii] Steensland 2008; Quadagno 2005.

[cxviii] Kornbluh 1997; Nadasen 2004; Piven and Cloward 1977b; Quadagno 1994; West 1981.

[cxix] Amenta 2006.

[cxx] De Jong et al. 2006.

[cxxi] Mettler 2000.

[cxxii] Gonzales 2007: 190-2

[cxxiii] Idem.

[cxxiv] Anheier 2009: 1092.

[cxxv] Aiken and Bode 2009; Harris and McDonald 2000; Gonzales 2007.

[cxxvi] Gonzalez 2007: 197-8.

[cxxvii] Anheier 2009: 1088.

[cxxviii] Andrew 2006.

[cxxix] Fording (2003) finds that tougher time limits were more likely to be adopted when higher shares of their caseload were black or Latino. States were significantly more likely to adopt tougher sanctions and family caps, when a higher share of their caseload was black, but not Latino (Soss, Schram, Vartanian, and O’Brien 2001; Gais and Weaver 2002). Survey research also shows that public support for more welfare spending is significantly lower in states where higher proportions of recipients were black (Johnson 2003: 157; Fox 2004).On the other hand, consistent with the “contact hypothesis,” research shows that whites who live in areas with small numbers of Latinos are more likely than those from areas where Latinos are more prevalent to stereotype Latinos as lazy, to want to decrease spending on welfare, and to let their negative stereotypes about Latinos influence their welfare-spending preferences (Fox 2004).

[cxxx] Fording 2003: 81-88; Soss et al. 2001.

[cxxxi] Fording 2003: 81-88; Gais and Weaver 2002;

[cxxxii] Cauthen and Amenta 1996; Fording 2003: 81-88; Soss et al. 2001; Gais and Weaver 2002.

[cxxxiii] Mettler 2000.

[cxxxiv] Analyzing administrative data from Florida, Fording et al. (2007: 306) found “that [TANF] sanctioning is lower in areas with a large minority population,” which could be due to “indirect pressure that members of minority populations exert on TANF officials” or greater representation of minorities among TANF case managers and administrators. Keiser et al.’s (2004) analysis of the implementation of welfare sanctions in Missouri counties suggests that there is a curvilinear relationship between the implementation of welfare sanctions and racial context; they found that, controlling for other factors, sanction rates increased along with the minority population share until that share reached 16% of the total population; after that point, the sanction rate declined. These studies also reveal that higher sanction rates are found in more politically conservative areas.

[cxxxv] Ridzi 2004; Ridzi and London 2006.

[cxxxvi] Korteweg 2006: 329.

[cxxxvii] Ibid: 330.

[cxxxviii] Hays 2003.

[cxxxix] Ridzi 2009.

[cxl] Heath 2009: 44.

[cxli] This research was produced by Susan Gooden, cited in Burnham 2001: 44

[cxlii] Korteweg 2006: 327.

[cxliii] Bannerjee and Ridzi 2008.

[cxliv] Ridzi 2004; Ridzi and London 2006.

[cxlv] Ibid.

[cxlvi] Heath (2006).

[cxlvii] For example, see Bhargava 2002; Daniel 2002; Hall and Strege-Flora 2002; Kingfisher 1996; Krajcer and Delgado 2002; Miewald 2003; Neubeck 2006; Abramovitz 2000; Baptist and Briker-Jenkins 2002.

[cxlviii] McAdam 1999 [1986]: 25.

[cxlix] Tarrow 1998.

[cl] Betz 1974; Jackson and Johnson 1974; Swank and Hicks 1984.

[cli] Gerhards and Rucht 1992; Jones et al. 2001; Jenkins and Perrow 1977; McAdam, McCarthy, and Zald 1988, 1996: 13; McAdam 1999 [1982]; Reese 2005b; Shearer 1982; Shaw 1999; Staggenborg 1986.

[clii] Prunty 1984; Epstein 1996; Taylor 1996.

[cliii] Diani 1997; Gamson 1975.

[cliv] For example, see Gerhards and Rucht 1992; Jenkins and Perrow 1977; Jones et al. 2001; Reese 2005b; Shaw 1999; Shearer 1982; Staggenborg 1986.

[clv] Tarrow 1998: 103-4, 152.

[clvi] Zald and McCarthy 1980; Kleidman and Rochon 1997; Hathaway and Meyer 1997: 61-67; Staggenborg 1986.

[clvii] Arnold 1995; Gitlin 1995: 116-125; Rose 2000.

[clviii] McAdam 1999 [1982].

[clix] Piven and Cloward’s theory (1977a, b) has been rightly criticized for overlooking the role of organizations and organizational resources, such as money, staff, and leaders, for shaping the mobilization of low-income people (Perrow and Jenkins 1977; Cress and Snow 2000; Valocchi 1990).

[clx] Imig 1997; Jenkins and Eckert 1986; McAdam 1982; Cress and Snow 1996.

[clxi] Fletcher and Gapasin 2008.

[clxii] Amenta 1998; Amenta, Carruthers, and Zylan 1992; Cress and Snow 2000.

[clxiii] Schneider and Ingram 1993: 334.

[clxiv] Schneider and Ingram 1993: 344.

[clxv] My argument here borrows insights from the political process model of social movements, which suggests that activists’ incentives to overcome their differences and such challenges for cooperation increase in response to new political opportunities or threats.  New opportunities and threats not only create a sense of urgency among organizers, they tend to mobilize constituents and donors, which reduce the scarcity of, and competition for, organizational resources (See Hathaway and Meyer 1997; Kleidman and Rochon 1997; Staggenborg 1986). Various studies examine the relative importance of threat and opportunity for the formation of various kinds of social movement coalitions. For example, see McCammon and Campbell (2002), Van Dyke and Soule (2002), and Van Dyke (2003).  Almeida’s (2003) case study of El Salvador explores how threat and opportunity operated sequentially to produce two distinct protest waves.

[clxvi] Gordon 2001: 13; United States  Student Association 2002: 5.

[clxvii] Kornbluh 1998; Miewald 2003.

[clxviii] Wheeler 2002.

[clxix] Abramovitz 2000: 147.

[clxx] Daniel 2002; Krajcer and Delgado 2002.

[clxxi] Reese and Ramirez 2002.

[clxxii] Some of these groups worked with Applied Research Center’s Welfare Advocacy Research Project (WARP) and Northwest Federation of Community Organizations (Krajcer and Delgado 2002).

[clxxiii] Krajcer and Delgado 2002.

[clxxiv] Neubeck 2006: Ch. 8; Abramovitz 2000: 144-146; Baptist and Briker-Jenkins 2002: 206-7.

[clxxv] Naples 1997.

[clxxvi] Abramovitz 2000: 145-6.

[clxxvii] Liu 1999; Defranco 1999.

[clxxviii] A similar campaign in Montana was more successful in gaining allies and making policy gains. There, members of Working for Economic Equality and Liberation and their allies successfully urged state lawmakers to allow low-income parents to receive child care subsidies for taking care of their own children (Bhargava 2002).

[clxxix] Abramovitz 2000: 145-6.

[clxxx] AFSCME formed a temporary organizing partnership with A Job is a Right in New York City; SEIU invested in several workfare organizing projects, in collaboration with People Organized to Win Employment Rights (POWER) in San Francisco and AGENDA in Los Angeles; CWA formed an organizing partnership with ACORN in New Jersey and in Milwaukee, and the AFL-CIO supported a workfare organizing project in Baltimore (Krinsky and Reese 2006; Simmons 2002).

[clxxxi] Worthen, Edwards, and Stokes 2002.

[clxxxii] Simmons 2002: 73-78.

[clxxxiii] Tait 2005.

[clxxxiv] Reese and Newcombe 2003; West 1981.

[clxxxv] Ridzi 2007.

[clxxxvi] Clawson 2003; Isaac and Christensen 2002: 723–25; Katznelson 1981, 2005; Stepan-Norris and Zeitlin 2003; Tait 2005.

[clxxxvii] Fantasia and Voss 2004; Levi 2001; Nissen 2003a, b; Voss and Sherman 2000.

[clxxxviii] Ness 1998; Nissen 2003b:138–41; Robinson 2000; Rose 2000; Tait 2005.

[clxxxix] Simmons 2002.

[cxc] Dreiling 1998; Johnston 2000; Obach 2004; Robinson 2000; Nissen 2003a, b; Scipes 1992; Voss and Sherman 2000.

[cxci] Nissen 2003a, b, 2004; Voss and Sherman 2000.

[cxcii] Johnston 2000; Robinson 2000; Rose 2000: 99–102; Voss and Sherman 2000.

[cxciii] Bronfenbrenner et al. 1998; Clawson 2003; Nissen 2004, 1995; Brecher and Costello 1990.

[cxciv] Clawson 2003; Eimer 1999; Matejka 2000; Ness and Eimer 2001, Reynolds 1999; Obach 2004.

[cxcv] Heredia 2008; Reese 2005.

[cxcvi] The measure was overturned through a court ruling in 1997 and the state’s appeal of this ruling was dropped in 1998 under Governor Gray Davis.

[cxcvii] Diaz 2010; Heredia 2008.

[cxcviii] Diaz 2010; Heredia 2008.

[cxcix] Bhargava 2002: 208.

[cc] As of 2006, only one state (New Hampshire) used a standard of need above the federal poverty guideline, while the 34 other U.S. states set their income ceilings below the federal poverty guideline to determine eligibility for TANF, a guideline that many experts consider to be set too low. Twelve U.S. states used the federal poverty guideline to determine the maximum monthly earnings a family can have and be eligible for TANF (Rowe and Murphy 2006: 70-71)

[cci] In part, this was the outcome of prior welfare rights campaigns involved particular groups of low-income people or their advocates, such as the elderly, veterans, unemployed workers, or maternalist social reformers concerned about the plight of low-income single mothers (Amenta 1998; Skocpol 1992; Goldberg 2007; Piven and Cloward 1977a, b; Gordon 1994).

[ccii] Nelson 2006.

[cciii] This group was initially organized by the Unitarian Universalist Service Committee (Abramovitz 2000: 148).

[cciv] Miewald 2003.

[ccv] Daniel 2002.

[ccvi] Atlas and Dreier 2009; on coverage of Rathke and his brother’s misuse of funds, see Strom 2008.

[ccvii] Krajcer and Delgado 2002.

[ccviii] Hall and Strege-Flora 2002: 193.

[ccix] For example, in Maine, the Maine Equal Justice Project and the Maine Association of Interdependent Neighborhoods and their allies celebrated when state legislators authorized funds for a “Parents as Scholars” program that allowed 2,000 welfare recipients to attend school and be exempt from time limits (Bhargava 2002: 203). In Kentucky, state policy-makers, pressed by activists, agreed to increase the supportive services available to recipients enrolled in school, to allow 24 months of college education without additional work requirements for full-time students, and to allow students to count 10 hours per week of class time toward their 30-hour weekly work requirement, to create additional work-study placements for them, and to give any participant a $250 bonus for completing an educational program (Miewald 2003: 176-178).

[ccx] Krinsky and Reese 2006; Reese, Geidraitis, and Vega 2006.

[ccxi] Kingfisher 1996; Miewald 2003.